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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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Central Clearing of Repos in Australia: Conclusions

28 Oct 2015 Consultations PDF 306KB
Central Clearing of Repos in Australia: Conclusions. October 2015. Contents. 1. Introduction and Executive Summary 1. 2. Stakeholders’ Views 6. 3. The Bank’s Roles in the Repo Market 9. 4. Assessment of Costs and Benefits 15. 5. Conclusions and
https://www.rba.gov.au/publications/consultations/201503-central-clearing-of-repos-in-australia/conclusions/pdf/central-clearing-of-repos-in-australia-conclusions-2015-10.pdf

Submission to the Financial System Inquiry - 6 September 1996 (Published as Occasional Paper No. 14)

25 Jul 2013 Submissions PDF 604KB
RESERVE BANKOF AUSTRALIA. Submission to theFinancial System. Inquiry. 6 September 1996. Published as Occasional Paper No. 14. Contact Person. To obtain copies of this Submission or to seek further informationplease contact the Manager, Media Office:.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/pdf/financial-system-inquiry-1996.pdf

Hedge Funds, Financial Stability and Market Integrity

14 May 2002 Submissions PDF 86KB
Paper submitted to House of Representatives Standing Committee on Economics,Finance and Public Administration’s Inquiry into the International Financial MarketsEffects on Government Policy, June 1999. HEDGE FUNDS, FINANCIAL STABILITY AND MARKET
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/pdf/hedge-funds-financial-stability-and-market-integrity.pdf

The Impact of Hedge Funds on Financial Markets

23 Feb 2001 Submissions PDF 55KB
These latter characteristics allow them to gain exemptions from various US federalsecurities laws, such as Securities and Exchange Commission (SEC) reporting, regulatoryrestrictions on leverage and trading strategies, and investor protector
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-international-financial-markets-effects-on-govt-policy/pdf/impact-hedge-funds-on-financial-markets-1999.pdf

The Impact of Hedge Funds on Financial Markets – June 1999 | Financial Sector | Submissions

1 Jun 1999 Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-international-financial-markets-effects-on-govt-policy/impact-hedge-funds-on-financial-markets-1999.html

Appendix 1: Some Basic Facts About Hedge Funds | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector |…

1 Mar 1999 Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-1.html