Search: SEC

Help

Contents

Any

All

Phrase

Not

Metadata

Title

Author

Subject

Format

Published

Before

After

Display

Sort

Results

per page

Sort by: Relevance Date

1–10 of 53 search results for SEC

RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

Recent Developments in Asset Management – Central Counterparty Risk Controls and Incentives

18 Jun 2015 Bulletin – June 2015

Fiona Price and Carl Schwartz

The global asset management industry has grown rapidly following the global financial crisis. International standard-setting bodies and national regulators are working to better understand and, if necessary, address potential financial stability

https://www.rba.gov.au/publications/bulletin/2015/jun/8.html

Activity in Global Foreign Exchange Markets

10 Dec 2010 Bulletin – December 2010

Samual Nightingale, Crystal Ossolinski and Andrew Zurawski

This is a much lower share than in equity markets, where it is estimated that high-frequency trades account for more than one-half of turnover (CFTC and SEC 2010, p ... the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory

https://www.rba.gov.au/publications/bulletin/2010/dec/6.html

The Impact of the Financial Crisis on IMF Finances

10 Sep 2010 Bulletin – September 2010

Anthony Brassil

Available at <http://www.imf.org/external/np/sec/pr/2010/pr10145.htm>. International Monetary and Financial Committee (2010), ‘Communiqué of the Twenty-first Meeting of the International Monetary and Financial ... Available at

https://www.rba.gov.au/publications/bulletin/2010/sep/9.html

International and Foreign Exchange Markets

10 Aug 2010 SMP – August 2010

In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC

https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html