Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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Box A: International Banks' Response to Climate Risk
8 Apr 2022
FSR
– April 2022
See US Securities and Exchange Commission (2022), ‘SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors’, Press Release, March.
https://www.rba.gov.au/publications/fsr/2022/apr/box-a-international-banks-response-to-climate-risk.html
The Global Financial Environment
10 Sep 2008
FSR
– September 2008
The US Securities and Exchange Commission (SEC) has also written to selected financial firms asking them to consider disclosing a list of items associated with off-balance-sheet entities. ... The US SEC is reforming its regulation of rating agencies by
https://www.rba.gov.au/publications/fsr/2008/sep/global-fin-env.html
Appendix 1: Some Basic Facts About Hedge Funds | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector |…
1 Mar 1999
Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-1.html
The Impact of Hedge Funds on Financial Markets – June 1999 | Financial Sector | Submissions
1 Jun 1999
Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-international-financial-markets-effects-on-govt-policy/impact-hedge-funds-on-financial-markets-1999.html