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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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The Impact of Hedge Funds on Financial Markets – June 1999 | Financial Sector | Submissions

1 Jun 1999 Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-international-financial-markets-effects-on-govt-policy/impact-hedge-funds-on-financial-markets-1999.html

Appendix 1: Some Basic Facts About Hedge Funds | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector |…

1 Mar 1999 Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-1.html

Alternative Models of Financial System Development | Conference – 1996

9 Jul 1996 Conferences
Stephen Prowse
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html

Regulating the New Financial Markets | Conference – 1996

9 Jul 1996 Conferences
Richard Dale
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html

The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour | Conference – 1996

9 Jul 1996 Conferences
E. Philip Davis
RBA Annual Conference – 1996 The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour E. Philip Davis. 1. Introduction. This article seeks to address the evolution of financial structure in the major OECD countries
https://www.rba.gov.au/publications/confs/1996/davis.html

Appendix A: Influences on Growth

1 Oct 1995 RDP 9507
Palle Andersen and David Gruen
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html

Macroeconomic Policies and Growth | Conference – 1995

10 Jul 1995 Conferences
Palle Andersen and David Gruen
RBA Annual Conference – 1995 Macroeconomic Policies and Growth. Palle Andersen and David Gruen. Is there some action a government of Australia could take that would lead the Australian economy to grow like Korea's or Taiwan's? If so, what,
https://www.rba.gov.au/publications/confs/1995/andersen-gruen.html

Equity Risk

1 Dec 1994 RDP 9408
Stephanie Weston and Brian Gray
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html

Causes of the Fluctuation in the Current Account

1 Jun 1990 RDP 9003
Warren Tease
For more detail on exchange control measures sec Argy(1987) and Sieper and Fane(1982).
https://www.rba.gov.au/publications/rdp/1990/9003/causes-of-the-fluctuation-in-the-current-account.html