Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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References
31 Dec 2004
RDP
2004-02
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html
References
27 Oct 2008
RDP
2008-06
SEC (U.S. Securities and Exchange Commission) (2008), ‘Proposed Rules for Nationally Recognized Statistical Rating Organizations’, June.
https://www.rba.gov.au/publications/rdp/2008/2008-06/references.html
See 1 more results from "RDP 2008-06"
Alternative Models of Financial System Development | Conference – 1996
9 Jul 1996
Conferences
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html
Enhancing Information on Securitisation
22 Oct 2012
Speech
Address delivered by Guy Debelle, Assistant Governor (Financial Markets), to the Australian Securitisation Forum, Sydney
https://www.rba.gov.au/speeches/2012/sp-ag-221012.html
International and Foreign Exchange Markets
10 Nov 2010
SMP
– November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html
Regulating the New Financial Markets | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html
Introduction to Panel Discussion on Financial Stability: Consilium
9 Aug 2003
Speech
Speech by Ian Macfarlane to the Financial Stability Consilium, Coolum
https://www.rba.gov.au/speeches/2003/sp-gov-090803.html
Monetary Policy
9 Mar 2023
RBA Annual Report
– 1961
Advances. Liquid Assets. & Govt. Secs. Special,. S.R.D. A/cs. Percentage of Deposits.
https://www.rba.gov.au/publications/annual-reports/rba/1961/monetary-policy.html
Monetary Policy
9 Mar 2023
RBA Annual Report
– 1960
Holdings. Deposits. Advances. Liquid Assets. & Govt. Secs. Special,. S.R.D. A/cs.
https://www.rba.gov.au/publications/annual-reports/rba/1960/monetary-policy.html
Macroeconomic Policies and Growth | Conference – 1995
10 Jul 1995
Conferences
RBA Annual Conference – 1995 Macroeconomic Policies and Growth. Palle Andersen and David Gruen. Is there some action a government of Australia could take that would lead the Australian economy to grow like Korea's or Taiwan's? If so, what,
https://www.rba.gov.au/publications/confs/1995/andersen-gruen.html