Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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Standard 14: General Business Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…
9 Mar 2023
In the event additional liquidity is required, CME Group maintains a universal shelf registration statement, approved by the Board, with the SEC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-14.html
Standard 3: Framework for the Comprehensive Management of Risks | Assessment of Chicago Mercantile Exchange Inc. against the Financial…
9 Mar 2023
If CFTC or SEC capital requirements for a clearing participant exceed CME's requirements, CME hold the clearing participant to the higher requirement.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-3.html
Standard 2: Governance | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties
9 Mar 2023
The CCO conducts annual regulatory self-assessments against: CFTC regulations and the DCO Core Principles; SEC regulations; Federal Reserve Board regulations; and the Principles. ... This assessment is wideranging and examines compliance with: CFTC
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-2.html
Assessment and Recommendations | Report on the Australian OTC Derivatives Market – October 2012
9 Mar 2023
Report on the Australian OTC Derivatives Market 6. Assessment and Recommendations. Australian Prudential Regulation Authority. Australian Securities and Investments Commission. Reserve Bank of Australia. October 2012. Download the complete Report
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201210-otc-der-mkt-rep-au/assessment-and-recommendations.html
Standard 17: Access and Participation Requirements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability…
9 Mar 2023
If CFTC or SEC capital requirements for a clearing participant exceed CME's requirements, CME would hold the clearing participant to the higher requirement.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-17.html
The Term Funding Facility: Has It Encouraged Business Lending?
13 Dec 2022
RDP
2022-07
https://www.rba.gov.au/publications/rdp/2022/2022-07/full.html
See 1 more results from "RDP 2022-07"
Governor's Calendar of Meetings and Events
1 Nov 2022
Meeting with SEC Newgate Research. Working dinner with Ambassador of Japan, Hiroshi Suzuki, Ms Miyano (Minister) and Consul-General of Japan in Sydney, Mr Tokuda. ... Meeting with SEC Newgate Research (online). 7 November. Reserve Bank Board meeting.
https://www.rba.gov.au/about-rba/governors-meetings-events/
Box A: International Banks' Response to Climate Risk
8 Apr 2022
FSR
– April 2022
See US Securities and Exchange Commission (2022), ‘SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors’, Press Release, March.
https://www.rba.gov.au/publications/fsr/2022/apr/box-a-international-banks-response-to-climate-risk.html
Abbreviations
17 Oct 2019
PSB Annual Report
– 2019
SEC. Securities and Exchange Commission (US). SEPA. Singer Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2019/abbreviations.html
Lessons and Questions from the GFC
6 Dec 2018
Speech
Speech delivered by Guy Debelle, Deputy Governor, to the Australian Business Economists Annual Dinner, Sydney
https://www.rba.gov.au/speeches/2018/sp-dg-2018-12-06.html