Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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Assessing Physical Climate Risk in Repo-eligible Residential Mortgage-backed Securities
18 Apr 2024
Bulletin
– April 2024
This article assesses physical climate risk in Australian residential mortgage-backed securities (RMBS) using two risk metrics.
https://www.rba.gov.au/publications/bulletin/2024/apr/assessing-physical-climate-risk-in-repo-eligible-residential-mortgage-backed-securities.html
Podcasts and Other Media | Publications
4 Dec 2023
A list of podcasts from the Reserve Bank of Australia
https://www.rba.gov.au/publications/podcast/
Reassessing the Costs and Benefits of Centrally Clearing the Australian Bond Market
16 Mar 2023
Bulletin
– March 2023
This article considers the costs and benefits of centrally clearing the Australian bond market, in light of developments in the market since the Reserve Bank’s last review in 2015.
https://www.rba.gov.au/publications/bulletin/2023/mar/reassessing-the-costs-and-benefits-of-centrally-clearing-the-australian-bond-market.html
Monetary Policy
9 Mar 2023
RBA Annual Report
– 1961
Advances. Liquid Assets. & Govt. Secs. Special,. S.R.D. A/cs. Percentage of Deposits.
https://www.rba.gov.au/publications/annual-reports/rba/1961/monetary-policy.html
Monetary Policy
9 Mar 2023
RBA Annual Report
– 1960
Holdings. Deposits. Advances. Liquid Assets. & Govt. Secs. Special,. S.R.D. A/cs.
https://www.rba.gov.au/publications/annual-reports/rba/1960/monetary-policy.html
International Developments | OTC Derivatives Market Reform Considerations-March 2012
9 Mar 2023
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of ... The SEC is also considering an
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/international-developments.html
Regulatory and Industry Developments | Report on the Australian OTC Derivatives Market October 2012
9 Mar 2023
Dodd-Frank Act) introduces a regulatory regime for OTC derivatives (termed ‘swaps’ in the US regime), and requires the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) to ... joint rule with the SEC further
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201210-otc-der-mkt-rep-au/regulatory-industry-developments.html
Appendix B: Detailed Assessment of the Reserve Bank Information and Transfer System | 2015 Assessment of the Reserve Bank Information and…
9 Mar 2023
2015 Assessment of the Reserve Bank Information and Transfer System Appendix B: Detailed Assessment of the Reserve Bank Information and Transfer System. Download the complete Document 787. KB. This Appendix sets out the detailed Assessment of how
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2015/appendix-b.html
Standard 1: Legal Basis | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…
9 Mar 2023
CME is also deemed registered with the Securities and Exchange Commission (SEC), in relation to its plans to clear security-based swaps. ... CME publishes all CFTC and SEC rule filings on its website, as well as advisory notices to participants.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-1.html