Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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SME Access to Intermediated Credit: What Do We Know and What Don't We Know? | Conference – 2015
19 Mar 2015
Conferences
The Securities and Exchange Commission (SEC) requires companies that list their securities publicly to periodically submit audited financial statements.
https://www.rba.gov.au/publications/confs/2015/udell.html
Promoting Liquidity: Why and How? | Conference – 2008
14 Jul 2008
Conferences
There have been several suggestions along these lines over the past year (see, for example, CGFS 2008b; IOSCO 2008; SEC 2008) and comments by the rating agencies (Fitch Ratings 2008;
https://www.rba.gov.au/publications/confs/2008/kearns-lowe.html
The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour E. Philip Davis. 1. Introduction. This article seeks to address the evolution of financial structure in the major OECD countries
https://www.rba.gov.au/publications/confs/1996/davis.html
Reassessing the Costs and Benefits of Centrally Clearing the Australian Bond Market
16 Mar 2023
Bulletin
– March 2023
This article considers the costs and benefits of centrally clearing the Australian bond market, in light of developments in the market since the Reserve Bank’s last review in 2015.
https://www.rba.gov.au/publications/bulletin/2023/mar/reassessing-the-costs-and-benefits-of-centrally-clearing-the-australian-bond-market.html
Inflation Targeting and Japan: Why has the Bank of Japan not Adopted Inflation Targeting? | Conference – 2004
9 Aug 2004
Conferences
The Board took the view that the exchange rate was one of the variables that should be monitored, but that monetary policy should not respond to exchange rate movements per sec.
https://www.rba.gov.au/publications/confs/2004/ito.html
Retail Payments Regulation and Policy Issues
14 Sep 2017
PSB Annual Report
– 2017
In the US, the Securities and Exchange Commission (SEC) denied the listing of a bitcoin-tied exchange traded fund (ETF) based on concerns about the potential for fraud and manipulation in ... The SEC indicated that a digital currency tied ETF could be
https://www.rba.gov.au/publications/annual-reports/psb/2017/retail-payments-regulation-and-policy-issues.html
Appendix 1: Some Basic Facts About Hedge Funds | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector |…
1 Mar 1999
Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-1.html
Assessing Physical Climate Risk in Repo-eligible Residential Mortgage-backed Securities
18 Apr 2024
Bulletin
– April 2024
This article assesses physical climate risk in Australian residential mortgage-backed securities (RMBS) using two risk metrics.
https://www.rba.gov.au/publications/bulletin/2024/apr/assessing-physical-climate-risk-in-repo-eligible-residential-mortgage-backed-securities.html
Causes of the Fluctuation in the Current Account
1 Jun 1990
RDP
9003
For more detail on exchange control measures sec Argy(1987) and Sieper and Fane(1982).
https://www.rba.gov.au/publications/rdp/1990/9003/causes-of-the-fluctuation-in-the-current-account.html
The Impact of Hedge Funds on Financial Markets – June 1999 | Financial Sector | Submissions
1 Jun 1999
Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-international-financial-markets-effects-on-govt-policy/impact-hedge-funds-on-financial-markets-1999.html