Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour E. Philip Davis. 1. Introduction. This article seeks to address the evolution of financial structure in the major OECD countries
https://www.rba.gov.au/publications/confs/1996/davis.html
Reassessing the Costs and Benefits of Centrally Clearing the Australian Bond Market
16 Mar 2023
Bulletin
– March 2023
This article considers the costs and benefits of centrally clearing the Australian bond market, in light of developments in the market since the Reserve Bank’s last review in 2015.
https://www.rba.gov.au/publications/bulletin/2023/mar/reassessing-the-costs-and-benefits-of-centrally-clearing-the-australian-bond-market.html
Inflation Targeting and Japan: Why has the Bank of Japan not Adopted Inflation Targeting? | Conference – 2004
9 Aug 2004
Conferences
The Board took the view that the exchange rate was one of the variables that should be monitored, but that monetary policy should not respond to exchange rate movements per sec.
https://www.rba.gov.au/publications/confs/2004/ito.html
Retail Payments Regulation and Policy Issues
14 Sep 2017
PSB Annual Report
– 2017
In the US, the Securities and Exchange Commission (SEC) denied the listing of a bitcoin-tied exchange traded fund (ETF) based on concerns about the potential for fraud and manipulation in ... The SEC indicated that a digital currency tied ETF could be
https://www.rba.gov.au/publications/annual-reports/psb/2017/retail-payments-regulation-and-policy-issues.html
Transcript of Question & Answer Session on 23 October 2018
23 Oct 2018
Speech
Transcript of Question & Answer Session , Sydney
https://www.rba.gov.au/speeches/2018/sp-dg-2018-10-23-q-and-a-transcript.html
International Developments | OTC Derivatives Market Reform Considerations-March 2012
9 Mar 2023
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of ... The SEC is also considering an
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/international-developments.html
Appendix 1: Some Basic Facts About Hedge Funds | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector |…
1 Mar 1999
Submissions
These latter characteristics allow them to gain exemptions from various US federal securities laws, such as Securities and Exchange Commission (SEC) reporting, regulatory restrictions on leverage and trading strategies, and investor
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-1.html
Regulatory and Industry Developments | Report on the Australian OTC Derivatives Market October 2012
9 Mar 2023
Dodd-Frank Act) introduces a regulatory regime for OTC derivatives (termed ‘swaps’ in the US regime), and requires the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) to ... joint rule with the SEC further
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201210-otc-der-mkt-rep-au/regulatory-industry-developments.html
Transcript of Question & Answer Session on 25 May 2017
25 May 2017
Speech
Transcript of Question & Answer Session , FX Code Press Conference, London
https://www.rba.gov.au/speeches/2017/sp-dg-2017-05-25-q-and-a-transcript.html
Appendix B: Detailed Assessment of the Reserve Bank Information and Transfer System | 2015 Assessment of the Reserve Bank Information and…
9 Mar 2023
2015 Assessment of the Reserve Bank Information and Transfer System Appendix B: Detailed Assessment of the Reserve Bank Information and Transfer System. Download the complete Document 787. KB. This Appendix sets out the detailed Assessment of how
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2015/appendix-b.html