Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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The Global Financial Environment
10 Sep 2008
FSR
– September 2008
The US Securities and Exchange Commission (SEC) has also written to selected financial firms asking them to consider disclosing a list of items associated with off-balance-sheet entities. ... The US SEC is reforming its regulation of rating agencies by
https://www.rba.gov.au/publications/fsr/2008/sep/global-fin-env.html
Box A: International Banks' Response to Climate Risk
8 Apr 2022
FSR
– April 2022
See US Securities and Exchange Commission (2022), ‘SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors’, Press Release, March.
https://www.rba.gov.au/publications/fsr/2022/apr/box-a-international-banks-response-to-climate-risk.html
Lessons and Questions from the GFC
6 Dec 2018
Speech
Speech delivered by Guy Debelle, Deputy Governor, to the Australian Business Economists Annual Dinner, Sydney
https://www.rba.gov.au/speeches/2018/sp-dg-2018-12-06.html
Governor's Calendar of Meetings and Events
1 Nov 2022
Meeting with SEC Newgate Research. Working dinner with Ambassador of Japan, Hiroshi Suzuki, Ms Miyano (Minister) and Consul-General of Japan in Sydney, Mr Tokuda. ... Meeting with SEC Newgate Research (online). 7 November. Reserve Bank Board meeting.
https://www.rba.gov.au/about-rba/governors-meetings-events/
The Term Funding Facility: Has It Encouraged Business Lending?
13 Dec 2022
RDP
2022-07
https://www.rba.gov.au/publications/rdp/2022/2022-07/full.html
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Booms, Busts, Cycles and Risk Appetite
18 Mar 2016
Speech
Speech at the Financial Risk Day 2016 Conference, Sydney
https://www.rba.gov.au/speeches/2016/sp-so-2016-03-18.html
The Economics of Shadow Banking | Conference – 2013
19 Aug 2013
Conferences
RBA Annual Conference – 2013 The Economics of Shadow Banking Manmohan Singh. The past decade has witnessed rapid growth in financial intermediation that involves interaction between banks and non-banks. Coined under the rubric of ‘shadow
https://www.rba.gov.au/publications/confs/2013/singh.html
Transcript of Question & Answer Session on 25 March 2015
25 Mar 2015
Speech
Transcript of Question & Answer Session , Opening Remarks to the Centre for International Finance and Regulation Conference on the Internationalisation of the Renminbi, Sydney
https://www.rba.gov.au/speeches/2014/sp-dg-250314-q-and-a-transcript.html
SME Access to Intermediated Credit: What Do We Know and What Don't We Know? | Conference – 2015
19 Mar 2015
Conferences
The Securities and Exchange Commission (SEC) requires companies that list their securities publicly to periodically submit audited financial statements.
https://www.rba.gov.au/publications/confs/2015/udell.html
Promoting Liquidity: Why and How? | Conference – 2008
14 Jul 2008
Conferences
There have been several suggestions along these lines over the past year (see, for example, CGFS 2008b; IOSCO 2008; SEC 2008) and comments by the rating agencies (Fitch Ratings 2008;
https://www.rba.gov.au/publications/confs/2008/kearns-lowe.html