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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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PSB Board Annual Report 2019 - Abbreviations

14 Oct 2019 Annual Report PDF 248KB
PSB Board Annual Report 2019
https://www.rba.gov.au/publications/annual-reports/psb/2019/pdf/abbreviations.pdf

Recent Developments in Asset Management

16 Jun 2015 Bulletin June Quarter 2015 PDF 224KB
https://www.rba.gov.au/publications/bulletin/2015/jun/pdf/bu-0615-8.pdf

References

31 Dec 2004 RDP 2004-02
Adam Creighton, Luke Gower and Anthony Richards
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html

References

27 Oct 2008 RDP 2008-06
Jonathan Kearns and Philip Lowe
SEC (U.S. Securities and Exchange Commission) (2008), ‘Proposed Rules for Nationally Recognized Statistical Rating Organizations’, June.
https://www.rba.gov.au/publications/rdp/2008/2008-06/references.html
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RBAFOI-232439 - documents for release

29 Feb 2024 PDF 439KB
Documents between 1 January 2022 and 5 February 2024 including discussion or analysis that references the New York Federal Reserve Bank's Global Supply Chain Pressure Index
https://www.rba.gov.au/information/foi/disclosure-log/pdf/232439.pdf

International and Foreign Exchange Markets

10 Nov 2010 SMP – November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html

The Impact of the Financial Crisis on IMF Finances

21 Sep 2010 Bulletin PDF 156KB
Reserve Bank of Australia Bulletin September 2010
https://www.rba.gov.au/publications/bulletin/2010/sep/pdf/bu-0910-9.pdf

RBAFOI-212222 - Documents for Release

5 Jun 2022 PDF 1595KB
Documents detailing liaison or business surveys used in preparation of the May 2022 Monetary Policy Statement
https://www.rba.gov.au/information/foi/disclosure-log/pdf/212222.pdf

Enhancing Information on Securitisation

22 Oct 2012 Speech
Guy Debelle
Address delivered by Guy Debelle, Assistant Governor (Financial Markets), to the Australian Securitisation Forum, Sydney
https://www.rba.gov.au/speeches/2012/sp-ag-221012.html

Promoting Liquidity: Why and How?

2 Dec 2009 RDP PDF 484KB
There have been several suggestions along these lines over the past year (see, for example, CGFS 2008b; IOSCO 2008; SEC 2008) and comments by the rating agencies (Fitch Ratings 2008;
https://www.rba.gov.au/publications/rdp/2008/pdf/rdp2008-06.pdf