Search: SEC

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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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International and Foreign Exchange Markets

10 Aug 2010 SMP – August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html

International and Foreign Exchange Markets

5 Aug 2010 SMP – August 2010 PDF 560KB
https://www.rba.gov.au/publications/smp/2010/aug/pdf/intl-fx-mkts.pdf

International and Foreign Exchange Markets

10 Nov 2010 SMP – November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html

International and Foreign Exchange Markets

4 Nov 2010 SMP – November 2010 PDF 640KB
https://www.rba.gov.au/publications/smp/2010/nov/pdf/intl-fx-mkts.pdf

Financial Stability Review – September 2008

13 Oct 2008 FSR – September 2008 PDF 692KB
https://www.rba.gov.au/publications/fsr/2008/sep/pdf/0908.pdf

The Global Financial Environment

10 Sep 2008 FSR – September 2008
The US Securities and Exchange Commission (SEC) has also written to selected financial firms asking them to consider disclosing a list of items associated with off-balance-sheet entities. ... The US SEC is reforming its regulation of rating agencies by
https://www.rba.gov.au/publications/fsr/2008/sep/global-fin-env.html

Statement on Monetary Policy – August 2010

13 Aug 2010 SMP – August 2010 PDF 996KB
https://www.rba.gov.au/publications/smp/2010/aug/pdf/0810.pdf

Financial Stability Review - March 2009

17 Apr 2009 FSR - March 2009 PDF 1621KB
https://www.rba.gov.au/publications/fsr/2009/mar/pdf/0309.pdf

Box A: International Banks' Response to Climate Risk

8 Apr 2022 FSR – April 2022
See US Securities and Exchange Commission (2022), ‘SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors’, Press Release, March.
https://www.rba.gov.au/publications/fsr/2022/apr/box-a-international-banks-response-to-climate-risk.html

Statement on Monetary Policy – November 2010

5 Nov 2010 SMP – November 2010 PDF 1785KB
https://www.rba.gov.au/publications/smp/2010/nov/pdf/1110.pdf