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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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Recent Developments in Asset Management – Central Counterparty Risk Controls and Incentives

18 Jun 2015 Bulletin – June 2015
Fiona Price and Carl Schwartz
The global asset management industry has grown rapidly following the global financial crisis. International standard-setting bodies and national regulators are working to better understand and, if necessary, address potential financial stability
https://www.rba.gov.au/publications/bulletin/2015/jun/8.html

The Impact of the Financial Crisis on IMF Finances

10 Sep 2010 Bulletin – September 2010
Anthony Brassil
Available at <http://www.imf.org/external/np/sec/pr/2010/pr10145.htm>. International Monetary and Financial Committee (2010), ‘Communiqué of the Twenty-first Meeting of the International Monetary and Financial ... Available at
https://www.rba.gov.au/publications/bulletin/2010/sep/9.html

Activity in Global Foreign Exchange Markets

10 Dec 2010 Bulletin – December 2010
Samual Nightingale, Crystal Ossolinski and Andrew Zurawski
This is a much lower share than in equity markets, where it is estimated that high-frequency trades account for more than one-half of turnover (CFTC and SEC 2010, p ... the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory
https://www.rba.gov.au/publications/bulletin/2010/dec/6.html

Activity in Global Foreign Exchange Markets

14 Dec 2010 Bulletin PDF 157KB
Reserve Bank of Australia Bulletin December Quarter 2010
https://www.rba.gov.au/publications/bulletin/2010/dec/pdf/bu-1210-6.pdf

International and Foreign Exchange Markets

10 Aug 2010 SMP – August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html

International and Foreign Exchange Markets

5 Aug 2010 SMP – August 2010 PDF 560KB
https://www.rba.gov.au/publications/smp/2010/aug/pdf/intl-fx-mkts.pdf

Recent Developments in Asset Management

16 Jun 2015 Bulletin June Quarter 2015 PDF 224KB
https://www.rba.gov.au/publications/bulletin/2015/jun/pdf/bu-0615-8.pdf

The Impact of the Financial Crisis on IMF Finances

21 Sep 2010 Bulletin PDF 156KB
Reserve Bank of Australia Bulletin September 2010
https://www.rba.gov.au/publications/bulletin/2010/sep/pdf/bu-0910-9.pdf

International and Foreign Exchange Markets

10 Nov 2010 SMP – November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html

Bulletin March Quarter 2023

8 Jun 2023 Bulletin - March 2023 PDF 7038KB
https://www.rba.gov.au/publications/bulletin/2023/mar/pdf/bulletin-2023-03.pdf