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Standard 2: Governance | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…
9 Mar 2023
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes review of whether relevant operational functions comply with board-approved policies and standards, where ... Within ASX's management structure
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/asx-central-counterparties/standard-02.html
Standard 2: Governance | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…
9 Mar 2023
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes ensuring that relevant operational functions comply with board-approved policies and standards, where necessary ... Within ASX's management
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-02.html
Standard 18: Disclosure of rules, key policies and procedures, and market data | C2. Financial Stability Standards for Securities…
9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities C2. Financial Stability Standards for Securities Settlement Facilities. ... ASX publicly reports basic risk and activity data for the CS facilities via a monthly activity report, as well as through
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/asx-securities-settlement-facilities/standard-18.html
Standard 18: Disclosure of rules, key policies and procedures, and market data | Appendix C2. Financial Stability Standards for Securities…
9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C2. Financial Stability Standards for Securities Settlement Facilities. ... ASX reports publicly basic risk and activity data for the CS facilities via a monthly activity report, as well as
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-securities-settlement-facilities/standard-18.html
Standard 2: Governance | A2.1 ASX Settlement | 2015/16 Assessment of ASX Clearing and Settlement Facilities
8 Mar 2023
The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities would simultaneously determine ... Internal Audit conducts a rotational
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/asx-settlement/standard-02.html
Standard 20: Disclosure of rules, key policies and procedures, and market data | Appendix C1. Financial Stability Standards for Central…
9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C1. Financial Stability Standards for Central Counterparties. ... ASX reports publicly basic risk and activity data for the ASX CS facilities via a monthly activity report, as well as through
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-20.html
Standard 20: Disclosure of rules, key policies and procedures, and market data | Appendix C1. Financial Stability Standards for Central…
9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C1. Financial Stability Standards for Central Counterparties. ... ASX publicly reports basic risk and activity data for the ASX CS facilities via a monthly activity report, as well as through
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/c1-financial-stability-standards-for-central-counterparties/standard-20.html
Standard 2: Governance | Appendix A1.1 ASX Clear | 2015/16 Assessment of ASX Clearing and Settlement Facilities
8 Mar 2023
the Code of Practice), which provides user feedback in relation to the ongoing development of cash market clearing and settlement infrastructure and services (CCP Standard 2.8). ... Within ASX's management structure, the departments primarily responsible
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/asx-clear/standard-02.html
Standard 2: Governance | Appendix B2.1: ASX Settlement | 2012/13 Assessment of ASX Clearing and Settlement Facilities
9 Mar 2023
Practice for Clearing and Settlement of Cash Equities (the Code of Practice, SSF Standard 2.8). ... Cash Equities report prepared by the Council of Financial Regulators (see SSF Standard 2.8).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/asx-settlement/standard-02.html
A1. Details Supporting Assessment of Central Counterparties | Assessment of ASX Clearing and Settlement (CS) Facilities against the…
9 Mar 2023
Within ASX's management structure, those departments primarily responsible for CCP financial risk management report to the CRO, who in turn reports directly to the CEO. ... to consider any matters of common interest arising under the Code of Practice or
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-principles/asx/2014/appendix-a1-1.html