Search: Reports on the Observance of Standards and Codes (ROSC)

Sort by: Date Relevance
21–30 of 56 search results for Reports on the Observance of Standards and Codes ROSC

Search Results

Introduction and Executive Summary | 2012/13 Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
the new services was consistent with the relevant facilities' ongoing observance of the FSS. ... In this report, the terms CS facility and CS facility licensee are used interchangeably.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/introduction.html

Standard 2: Governance | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…

9 Mar 2023
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes ensuring that relevant operational functions comply with board-approved policies and standards, where necessary ... Within ASX's management
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-02.html

Standard 2: Governance | Appendix B1.1 ASX Clear | 2012/13 Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
Practice for Clearing and Settlement of Cash Equities (the Code of Practice, CCP Standard 2.8). ... Cash Equities report prepared by the Council of Financial Regulators (see CCP Standard 2.8).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/asx-clear/standard-02.html

Standard 18: Disclosure of rules, key policies and procedures, and market data | Appendix C2. Financial Stability Standards for Securities…

9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C2. Financial Stability Standards for Securities Settlement Facilities. ... ASX publicly reports basic risk and activity data for the ASX CS facilities via a monthly activity report, as well
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/c2-financial-stability-standards-for-securities-settlement-facilities/standard-18.html

Standard 2: Governance | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…

9 Mar 2023
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes review of whether relevant operational functions comply with board-approved policies and standards, where ... Within ASX's management structure
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/asx-central-counterparties/standard-02.html

A1.2 ASX Clear (Futures) | Assessment of ASX Clearing and Settlement (CS) Facilities against the Principles for Financial Market…

9 Mar 2023
The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities would simultaneously determine ... Within ASX's management structure, those
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-principles/asx/2014/appendix-a1-2.html

Standard 18: Disclosure of rules, key policies and procedures, and market data | C2. Financial Stability Standards for Securities…

9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities C2. Financial Stability Standards for Securities Settlement Facilities. ... ASX publicly reports basic risk and activity data for the CS facilities via a monthly activity report, as well as through
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/asx-securities-settlement-facilities/standard-18.html

Standard 20: Disclosure of rules, key policies and procedures, and market data | Appendix C1. Financial Stability Standards for Central…

9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C1. Financial Stability Standards for Central Counterparties. ... ASX publicly reports basic risk and activity data for the ASX CS facilities via a monthly activity report, as well as through
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/c1-financial-stability-standards-for-central-counterparties/standard-20.html

Standard 2: Governance | Appendix B2.1: ASX Settlement | 2012/13 Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
Practice for Clearing and Settlement of Cash Equities (the Code of Practice, SSF Standard 2.8). ... Cash Equities report prepared by the Council of Financial Regulators (see SSF Standard 2.8).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/asx-settlement/standard-02.html

Standard 20: Disclosure of rules, key policies and procedures, and market data | Appendix C1. Financial Stability Standards for Central…

9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C1. Financial Stability Standards for Central Counterparties. ... ASX reports publicly basic risk and activity data for the ASX CS facilities via a monthly activity report, as well as through
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-20.html