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Assessment of LCH Limited’s SwapClear Service

2 Dec 2019 PDF 1600KB
Priorities for 2019/20. The Bank’s practice is to set regulatory priorities where it expects LCH Ltd to conduct additional work to enhance its observance of the CCP Standards. ... risk management against the National Institute of Standards and
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2019/pdf/lch-assess-2019-12.pdf

C1. Financial Stability Standards for Central Counterparties

18 Sep 2019 PDF 1135KB
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes review of whether relevant operational functions comply with board-approved policies and standards, where ... Within ASX’s management
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/c1-financial-stability-standards-for-central-counterparties.pdf

C2. Financial Stability Standards for Securities Settlement Facilities

18 Sep 2019 PDF 804KB
Internal Audit conducts a rotational risk-based independent audit program (see SSF Standard 2.7); this includes review of whether relevant operational functions comply with board-approved policies and standards, where ... in accordance with the
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/c2-financial-stability-standards-for-securities-settlement-facilities.pdf

Assessment of LCH Limited’s SwapClear Service

3 Dec 2018 PDF 3061KB
Priorities for 2018/19. The Bank’s practice is to set regulatory priorities where it expects LCH Ltd to conduct additional work to enhance its observance of the CCP Standards. ... CCP Standard 9 (Money settlement). LCH Ltd has fully addressed this
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/pdf/lch-assess-2018-12.pdf

Assessment of ASX Clearing and Settlement Facilities 2017/2018

10 Sep 2018 PDF 844KB
Risk model validation. ASX has amended its Model Validation Standard to ensure that the frequency of independent validations of the ASX CCPs’ credit risk models aligns with the CCP Standards. • ... Table 2: Ratings of FSS Observance(a),(b). Standard
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/report-2017-2018.pdf

Appendix C2: Financial Stability Standards for Securities Settlement Facilities

10 Sep 2018 PDF 758KB
Assessment of ASX Clearing and Settlement Facilities 2017/2018
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/appendix-c2-asx-securities-settlement-facilities.pdf

Appendix C1: Financial Stability Standards for Central Counterparties

10 Sep 2018 PDF 1019KB
Assessment of ASX Clearing and Settlement Facilities 2017/2018
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/appendix-c1-asx-central-counterparties.pdf

Assessment of the Reserve Bank Information and Transfer System

4 Jun 2018 PDF 694KB
Tiered participation requirements; 21. Efficiency and effectiveness; 22. Communication procedures and standards; 23. ... In addition, the Bank has carried out work to meet security standards established by SWIFT, and is considering how most effectively
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2018/pdf/2018-assess-rits.pdf

2016/17 Assessment of LCH Limited’s SwapClear Service

5 Dec 2017 PDF 1303KB
The report details LCH Ltd’s compliance with the Financial Stability Standards for Central Counterparties (CCP Standards) and with the obligation to do all other things necessary to reduce systemic risk. ... The report covers the 12 months ending 30
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2017/pdf/lch-assess-2017-12.pdf

Submission to the Financial System Inquiry March 2014

10 Nov 2017 Submissions PDF 3041KB
Financial System Inquiry
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/pdf/financial-system-inquiry-2014-03.pdf