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Appendix A: Detailed Self-assessment | 2013 Self-assessment of the Reserve Bank Information and Transfer System

9 Mar 2023
the Bank prepares an Annual Report, for presentation to the Treasurer and tabling in Parliament. ... Audit Department reports to the Deputy Governor and Reserve Bank Board Audit Committee.
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2013/appendix-a.html

Assessment of Clearing and Settlement Facilities against the Financial Stability Standards | 2012/13 Assessment of ASX Clearing and…

9 Mar 2023
Improvements have been made to the report generation process, including changes to allow reports to be checked and re-run at the component level (to remove the need to re-run ... Completion of that review will consolidate observance of Standard 3
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/assessment-csf-fss.html

Introduction and Executive Summary | 2012/13 Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
the new services was consistent with the relevant facilities' ongoing observance of the FSS. ... In this report, the terms CS facility and CS facility licensee are used interchangeably.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/introduction.html

Other issues | Review of Retail Payments Regulation – Conclusions Paper

9 Mar 2023
Review of Retail Payments Regulation – Conclusions Paper
https://www.rba.gov.au/payments-and-infrastructure/review-of-retail-payments-regulation/conclusions-paper-202110/other-issues.html

A2. Details Supporting Assessment of Securities Settlement Facilities | Assessment of ASX Clearing and Settlement (CS) Facilities against…

9 Mar 2023
The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities would simultaneously determine ... to consider any matters of common interest
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-principles/asx/2014/appendix-a2-1.html

Standard 2: Governance | Appendix B1.1 ASX Clear | 2012/13 Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
Practice for Clearing and Settlement of Cash Equities (the Code of Practice, CCP Standard 2.8). ... Cash Equities report prepared by the Council of Financial Regulators (see CCP Standard 2.8).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/asx-clear/standard-02.html

A1.2 ASX Clear (Futures) | Assessment of ASX Clearing and Settlement (CS) Facilities against the Principles for Financial Market…

9 Mar 2023
The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities would simultaneously determine ... Within ASX's management structure, those
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-principles/asx/2014/appendix-a1-2.html

Standard 18: Disclosure of rules, key policies and procedures, and market data | Appendix C2. Financial Stability Standards for Securities…

9 Mar 2023
Assessment of ASX Clearing and Settlement Facilities Appendix C2. Financial Stability Standards for Securities Settlement Facilities. ... ASX publicly reports basic risk and activity data for the ASX CS facilities via a monthly activity report, as well
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/c2-financial-stability-standards-for-securities-settlement-facilities/standard-18.html

Standard 2: Governance | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…

9 Mar 2023
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes review of whether relevant operational functions comply with board-approved policies and standards, where ... Within ASX's management structure
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/asx-central-counterparties/standard-02.html

Standard 2: Governance | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…

9 Mar 2023
Internal Audit conducts a rotational risk-based independent audit program (see CCP Standard 2.7); this includes ensuring that relevant operational functions comply with board-approved policies and standards, where necessary ... Within ASX's management
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-02.html