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RBA Glossary definition for ESMA
ESMA – European Securities and Markets Authority
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Discussion Paper – Clearing for OTC Derivatives
13 Sep 2011
PDF
211KB
OTC Derivatives Clearing submission to Council of Financial Regulators
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/afma.pdf
Extract from 'Wilmott Magazine' - Central Counterparties, Part 1
1 Sep 2011
PDF
589KB
The new European Securities and Markets Authority (ESMA) is tasked to establish instruments to be subject to mandatory clearing.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/das1.pdf
Assessment of Chicago Mercantile Exchange Inc. - March 2019
27 Mar 2019
PDF
903KB
CME is recognised as a third-country CCP by the European Securities and Markets Authority (ESMA) under Regulation (EU) No 648/2012 of the European Parliament and of the council of
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/pdf/cme-assessment-2019-03.pdf
[Insert] 2011
26 Aug 2011
PDF
1069KB
Regulatory powers have been given to the European Securities and. Markets Authority (―ESMA‖). ... ESMA may recognise a third country CCP if the. European Commission has determined that:.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/isda.pdf
Assessment of Chicago Mercantile Exchange Inc. - March 2018
8 Mar 2018
PDF
326KB
CME is recognised as a third-country CCP by the European Securities and Markets Authority (ESMA) under Regulation (EU) No 648/2012 of the European Parliament and of the council of ... SIDCO Systemically Important Derivatives Clearing Organization. ESMA
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/pdf/cme-assessment-2018-03.pdf
March 2017 Assessment of Chicago Mercantile Exchange Inc.
29 Mar 2017
PDF
354KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/pdf/cme-assessment-2017-03.pdf
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
24 Jul 2018
PDF
516KB
Self-assessment of the Australian Securities and Investments. Commission and Reserve Bank of Australia – Clearing and Settlement. Facilities. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2018/pdf/2018-07-self-assessment-au-authorities-cs-facilities.pdf
New Financial Stability Standards: Final Standards and Regulation Impact Statement - December 2012
5 Dec 2012
PDF
751KB
For example, the European Securities and Markets Authority’s (ESMA’s) Draft Technical Standards incorporate additional measures, including governance measures addressing management compensation, requirements for internal audit and external
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/standards/201212-new-fss-ris/pdf/new-fss-ris-122012.pdf
2012/13 Assessment of ASX Clearing and Settlement Facilities
4 Sep 2013
PDF
932KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/pdf/report-2012-2013.pdf
Assessment of ASX Clearing and Settlement Facilities 2017/2018
10 Sep 2018
PDF
844KB
Assessment of ASX Clearing and Settlement Facilities. September 2018. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 9. 3. Review of ASX’s Technology Governance and Operational Risk and Control
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/report-2017-2018.pdf