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RBA Glossary definition for ESMA
ESMA – European Securities and Markets Authority
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Assessment of ASX Clearing and Settlement Facilities 2017/2018
10 Sep 2018
PDF
844KB
Assessment of ASX Clearing and Settlement Facilities. September 2018. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 9. 3. Review of ASX’s Technology Governance and Operational Risk and Control
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/report-2017-2018.pdf
Appendix C1: Financial Stability Standards for Central Counterparties
10 Sep 2018
PDF
1019KB
Assessment of ASX Clearing and Settlement Facilities 2017/2018
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/appendix-c1-asx-central-counterparties.pdf
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
24 Jul 2018
PDF
516KB
Self-assessment of the Australian Securities and Investments. Commission and Reserve Bank of Australia – Clearing and Settlement. Facilities. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2018/pdf/2018-07-self-assessment-au-authorities-cs-facilities.pdf
Self-assessment of the Reserve Bank of Australia – Systemically Important Payment Systems
24 Jul 2018
PDF
381KB
Self-assessment of the Reserve Bank of Australia – Systemically. Important Payment Systems. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for. Financial Market Infrastructures. July 2018. Contents.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/systemically-important/2018/pdf/2018-self-assess-sys-imp-pay-sys.pdf
Assessment of Chicago Mercantile Exchange Inc. - March 2018
8 Mar 2018
PDF
326KB
CME is recognised as a third-country CCP by the European Securities and Markets Authority (ESMA) under Regulation (EU) No 648/2012 of the European Parliament and of the council of ... SIDCO Systemically Important Derivatives Clearing Organization. ESMA
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/pdf/cme-assessment-2018-03.pdf
2016/17 Assessment of ASX Clearing and Settlement Facilities
13 Oct 2017
PDF
822KB
Assessment of ASX Clearing and Settlement Facilities. September 2017. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 11. Box A: New International Guidance on CCP Resilience, Recovery and Resolution 18.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/pdf/report-2016-2017.pdf
Appendix C1: Financial Stability Standards for Central Counterparties
4 Sep 2017
PDF
1033KB
2016/17 Assessment of ASX Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/pdf/appendix-c1-asx-central-counterparties.pdf
March 2017 Assessment of Chicago Mercantile Exchange Inc.
29 Mar 2017
PDF
354KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/pdf/cme-assessment-2017-03.pdf
2015/16 Assessment of ASX Clearing and Settlement Facilities
16 Sep 2016
PDF
1245KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/pdf/report-2015-2016.pdf
A1.2 ASX Clear (Futures)
16 Sep 2016
PDF
1023KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/pdf/appendix-a1.2-asx-clear-futures.pdf