Search: ESMA
RBA Glossary definition for ESMA
ESMA – European Securities and Markets Authority
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Abbreviations | 2017 Assessment of Chicago Mercantile Exchange Inc.
8 Mar 2023
ESMA. European Securities and Markets Authority. FMI. Financial market infrastructure. FSS.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/abbreviations.html
Abbreviations | 2015/16 Assessment of ASX Clearing and Settlement Facilities
8 Mar 2023
Exchange Settlement Account. ESAS. Exchange Settlement Account System. ESMA. European Securities and Markets Authority.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/abbreviations.html
Executive Summary | Assessment of Chicago Mercantile Exchange Inc.
8 Mar 2023
Other Material Developments. During the assessment period, CME was granted recognition as a third-country central counterparty (CCP) by the European Securities and Markets Authority (ESMA).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/executive-summary.html
Standard 1: Legal basis | Appendix A1.1 ASX Clear | 2015/16 Assessment of ASX Clearing and Settlement Facilities
8 Mar 2023
While ASX Clear has been recognised as a third-country CCP by the European Securities and Markets Authority (ESMA), its legal basis is governed by Australian law.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/asx-clear/standard-01.html
Standard 4: Credit risk | Appendix A1.1 ASX Clear | 2015/16 Assessment of ASX Clearing and Settlement Facilities
8 Mar 2023
Cover 2). This conclusion reflects that ASX Clear is recognised as a foreign CCP in the EU by ESMA and the Bank's supplementary interpretation of the FSS identifies the need
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/asx-clear/standard-04.html
Assessment of ASX Clearing and Settlement Facilities
27 Sep 2022
PDF
1829KB
Assessment of ASX Clearing and. Settlement Facilities. September 2022. Contents. Executive Summary 1. 1. Ratings and Regulatory Priorities 3. 2. Developments 9. 3. Special Topics – Margin 18. 4. Special Topic – CHESS Replacement 35. Appendix A:
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2021-2022/pdf/report-2021-2022.pdf
Memorandum of Understanding between ESMA, ASIC and RBA Related to CCPs Established in Australia
21 Feb 2022
PDF
510KB
Memorandum of Understanding
https://www.rba.gov.au/payments-and-infrastructure/payments-system-regulation/pdf/memorandum-between-rba-asic-esma-2022-02.pdf
Transcript of Question & Answer Session on 30 November 2021
30 Nov 2021
Speech
Transcript of Question & Answer Session, ACI Australia Conference, Sydney
https://www.rba.gov.au/speeches/2021/sp-dg-2021-11-30-2-q-and-a-transcript.html
Assessment of ASX Clearing and Settlement Facilities - September 2021
23 Sep 2021
PDF
1528KB
Assessment of ASX Clearing and Settlement Facilities. September 2021. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 4. 2. Material Developments 14. Box A: Progress implementing CCP Resilience Guidance 20. Box B: International
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2020-2021/pdf/report-2020-2021.pdf
Assessment of LCH Limited’s SwapClear Service
29 Nov 2020
PDF
1663KB
and Markets Authority (ESMA), and is open to reassessment following any changes to the UK’s. ... Following this. announcement, ESMA completed the tiering and recognition assessments required for recognition of.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2020/pdf/lch-assess-2020-12.pdf