Search: DCO
RBA Glossary definition for DCO
DCO – Derivatives Clearing Organisation
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Assessment of ASX Clearing and Settlement Facilities - September 2019
19 Sep 2019
PDF
939KB
Assessment of ASX Clearing and Settlement Facilities. September 2019. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 10. Box A: Progress implementing CCP Resilience Guidance 11. Box B: Findings from
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/report-2018-2019.pdf
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
24 Jul 2018
PDF
516KB
Self-assessment of the Australian Securities and Investments. Commission and Reserve Bank of Australia – Clearing and Settlement. Facilities. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2018/pdf/2018-07-self-assessment-au-authorities-cs-facilities.pdf
2015/16 Assessment of LCH.Clearnet Limited’s SwapClear Service
1 Nov 2017
PDF
1792KB
2015/16 Assessment of LCH.Clearnet. Limited’s SwapClear Service. December 2016. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 2. 2. Material Developments 6. Box A: Portfolio Margining 9. Appendix A: Activity in SwapClear 12.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2016/pdf/lch-assess-2016-12.pdf
2014/15 Assessment of LCH.Clearnet Limited’s SwapClear Service
8 Dec 2015
PDF
1531KB
2014/15 Assessment of LCH.Clearnet Limited’s SwapClear Service. December 2015. Contents. 1. Introduction and Executive Summary 1. 2. Summary of Regulatory Priorities 6. 3. Assessment of LCH.Clearnet Limited’s SwapClear Service against the
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2015/pdf/lch-assess-2015-12.pdf
Assessment against the Financial Stability Standard for Central Counterparties of LCH.Clearnet Limited’s Proposed Clearing Facility for the …
12 Dec 2019
PDF
188KB
LCH is also registered as a Derivatives Clearing Organization (DCO) in the United States, and regulated by the Commodity Futures Trading Commission (CFTC).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2013/pdf/lch-assess-2013-02.pdf
2013/14 Assessment of ASX Clearing and Settlement Facilities
11 Sep 2014
PDF
1007KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2013-2014/pdf/report-2013-2014.pdf
2016/17 Assessment of ASX Clearing and Settlement Facilities
13 Oct 2017
PDF
822KB
Assessment of ASX Clearing and Settlement Facilities. September 2017. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 11. Box A: New International Guidance on CCP Resilience, Recovery and Resolution 18.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/pdf/report-2016-2017.pdf
Appendix C1: Financial Stability Standards for Central Counterparties
10 Sep 2018
PDF
1019KB
Assessment of ASX Clearing and Settlement Facilities 2017/2018
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/appendix-c1-asx-central-counterparties.pdf
2015/16 Assessment of ASX Clearing and Settlement Facilities
16 Sep 2016
PDF
1245KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/pdf/report-2015-2016.pdf
C1. Financial Stability Standards for Central Counterparties
18 Sep 2019
PDF
1135KB
ESMA) and has been exempted from registration as a Derivatives Clearing Organisation (DCO) by the Commodity Futures Trading Commission (CFTC) in the US.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/c1-financial-stability-standards-for-central-counterparties.pdf