Search: DCO
RBA Glossary definition for DCO
DCO – Derivatives Clearing Organisation
Search Results
Consultation on New Financial Stability Standards - August 2012
22 Oct 2012
PDF
121KB
Submissions on New Financial Stability Standards
https://www.rba.gov.au/payments-and-infrastructure/submissions/new-financial-stability-standards/cme-group-19102012.pdf
Oversight of Overseas Facilities
25 Nov 2008
PDF
58KB
Submissions on Oversight of Overseas Facilities
https://www.rba.gov.au/payments-and-infrastructure/submissions/oversight-submissions/pdf/ach-sfecc-21112008-2.pdf
2014/15 Assessment of Chicago Mercantile Exchange Inc. - March 2016
8 Mar 2016
PDF
932KB
Organization (DCO), and the CFTC is CME’s primary regulator. CME was previously deemed registered.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2016/pdf/cme-assessment-2016-03.pdf
Attachment 2: Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties
17 Nov 2014
PDF
1957KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/pdf/cme-assess-2014-09.pdf
[Insert] 2011
26 Aug 2011
PDF
1069KB
This. means that an Australian CCP may be required to register as a DCO in the US,. ... Failure to register as a DCO may result in US banks.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/isda.pdf
Central Clearing of OTC Derivatives in Australia
2 Sep 2011
PDF
389KB
Page 1 of 18. Central Clearing of OTC Derivatives in Australia. (Discussion Paper issued by the Council of Financial Regulators (CFR) - June 2011). ASX Clearing Corporation Response. 1 September 2011. Page 2 of 18. T A B L E O F C O N T E N T S 1.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/asxcc.pdf
Assessment of ASX Clearing and Settlement Facilities 2017/2018
10 Sep 2018
PDF
844KB
Assessment of ASX Clearing and Settlement Facilities. September 2018. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 9. 3. Review of ASX’s Technology Governance and Operational Risk and Control
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/report-2017-2018.pdf
Central Clearing of OTC Derivatives in Australia-Joint Response
2 Sep 2011
PDF
519KB
proposals and submission to regulator direction in times of crisis. Being a DCO under Dodd-Frank.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/acmw-joint.pdf
2016/17 Assessment of LCH Limited’s SwapClear Service
5 Dec 2017
PDF
1303KB
Assessment of LCH Limited’s SwapClear Service. December 2017. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 2. 2. Material Developments 6. Appendix A: Activity in SwapClear 11. Appendix B: Risk Management, Governance and the
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2017/pdf/lch-assess-2017-12.pdf
Assessment of LCH Limited’s SwapClear Service
3 Dec 2018
PDF
3061KB
Assessment of LCH Limited’s SwapClear Service. December 2018. Contents. Executive Summary 1. 2. 8. 1. Regulatory Priorities. 2. Material Developments. Box A: Client Clearing in the SwapClear Service 13. Appendix A: Activity in SwapClear 16.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/pdf/lch-assess-2018-12.pdf