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RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

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Abbreviations | Assessment of Chicago Mercantile Exchange Inc.

9 Mar 2023
CDS. Credit default swap. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/abbreviations.html

Abbreviations | Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
CEO. Chief Executive Officer. CFO. Chief Financial Officer. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/abbreviations.html

Introduction and Executive Summary | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
Separately, on 18 August 2015 ASX Clear (Futures) was granted an exemption from registration as a Derivatives Clearing Organization by the US Commodity Futures Trading Commission (CFTC). ... The exemption allows ASX Clear (Futures) to continue to provide
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/introduction-and-executive-summary.html

Standard 16: Operational Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
The CFTC requires risk-based examinations to be performed every 9 to 18 months. ... CME has notification requirements with the CFTC when business continuity plans or procedures are activated.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-16.html

International Developments | OTC Derivatives Market Reform Considerations-March 2012

9 Mar 2023
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/international-developments.html

Standard 17: Access and Participation Requirements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability…

9 Mar 2023
For non-bank clearing participants, capital is defined as Adjusted Net Capital, calculated in accordance with CFTC regulations. ... If CFTC or SEC capital requirements for a clearing participant exceed CME's requirements, CME would hold the clearing
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-17.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
ASX Clear (Futures) has separately sought ‘no-action’ relief from the requirement to register as a Derivatives Clearing Organisation with the CFTC. ... The relief, which is until the end of this year, could become permanent if the CFTC grants a
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/appendix-a.html

Executive Summary | Assessment of Chicago Mercantile Exchange Inc.

9 Mar 2023
CME is incorporated in the United States, and is primarily regulated by the Commodity Futures Trading Commission (CFTC) under US legislation.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/executive-summary.html

Abbreviations | 2017 Assessment of Chicago Mercantile Exchange Inc.

8 Mar 2023
Credit default swap. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/abbreviations.html

Standard 2: Governance | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties

9 Mar 2023
In addition, the Market Regulation Oversight Committee is composed of directors who meet the CFTC's requirements for ‘public’ directors. ... As a DCM, the CFTC requires CME to have public directors to minimise conflicts of interest.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-2.html