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RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

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Appendix B: CME Regulatory Environment and Risk Management | 2017 Assessment of Chicago Mercantile Exchange Inc.

8 Mar 2023
CME is incorporated in the US and is primarily regulated by the CFTC under US legislation. ... Footnotes. More detail on the supervisory approach of the CFTC is available in the Bank's March 2016 Assessment.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/appendix-b.html

Regulatory Developments in Financial Market Infrastructures

9 Oct 2015 PSB Annual Report – 2015
ASX duly submitted its petition on 1 June 2015, and was granted an exemption by the CFTC following a period of public consultation. ... In conjunction with ASX's petition, ASIC and the Bank were each asked to provide the CFTC with a letter of regulatory
https://www.rba.gov.au/publications/annual-reports/psb/2015/regulatory-developments-in-financial-market-infrastructures.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
CFTC. Commodity Futures Trading Commission. CPMI. Committee on Payments and Market Infrastructures (formerly CPSS).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/abbreviations.html

Abbreviations | 2013/14 Assessment of LCH.Clearnet Limited's SwapClear Service

9 Mar 2023
CEO. Chief Executive Officer. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2014/abbreviations.html

Abbreviations | Assessment of LCH Limited's SwapClear Service-December 2019

9 Mar 2023
Financial Stability Standards for Central Counterparties. CEO. Chief Executive Officer. CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2019/abbreviations.html

Standard 14: General Business Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
CME is required to maintain sufficient financial resources for, respectively, its DCO operations and DCM operations, as per CFTC regulations. ... CME recalculates this amount monthly and reports the amount to the CFTC quarterly.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-14.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
ASIC and the Bank recently concluded a joint Memorandum of Understanding (MOU) with the US Commodity Futures Trading Commission (CFTC) to govern cooperation and information sharing in relation to the regulation ... The MOU with the CFTC is available at
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/introduction.html

Abbreviations | Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
CEO. Chief Executive Officer. CFO. Chief Financial Officer. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/abbreviations.html

Assessment of Clearing and Settlement Facilities against the Financial Stability Standards | 2014/15 Assessment of ASX Clearing and…

17 Aug 2023
2014/15 Assessment of ASX Clearing and Settlement Facilities 3. Assessment of Clearing and Settlement Facilities against the Financial Stability Standards. 3.1 Introduction to the ASX Clearing and Settlement Facilities. The ASX Group operates four
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/assessment-of-clearing-and-settlement-facilities-against-the-financial-stability-standards.html

Abbreviations | Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
CFR. Council of Financial Regulators. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/abbreviations.html