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RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

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Abbreviations | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
CFO. Chief Financial Officer. CFTC. US Commodity Futures Trading Commission. CFR.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/abbreviations.html

Appendix B: CME Regulatory Environment and Risk Management | Assessment of Chicago Mercantile Exchange Inc.

9 Mar 2023
CME is incorporated in the United States and is primarily regulated by the CFTC under US legislation. ... CME's recovery and wind-down plans have been developed in accordance with CFTC Regulations.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/appendix-b.html

Abbreviations | Assessment of Chicago Mercantile Exchange Inc

9 Jun 2023
CDS. Credit default swap. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/abbreviations.html

Standard 1: Legal Basis | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
The DCO Core Principles are implemented at a more detailed level through CFTC regulations. ... Accpetance for clearing must occur within a time limit prescribed by the CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-1.html

Supervision of Clearing and Settlement Facilities

9 Oct 2015 PSB Annual Report – 2015
the clarity and coverage of stability-related principles applied by the CFTC relative to the Standards. ... the nature and intensity of the CFTC's oversight process, including direct comparison with the Bank's regime.
https://www.rba.gov.au/publications/annual-reports/psb/2015/supervision-of-clearing-and-settlement-facilities.html

Standard 18: Tiered Participation Arrangements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards…

9 Mar 2023
However, in mitigating risks arising from large customer positions, CME:. is required by the CFTC to margin all customer accounts on a gross basis, rather than net basis, such that customers ... is required by the CFTC to have its clearing participants
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-18.html

Executive Summary | Assessment of Chicago Mercantile Exchange Inc

9 Jun 2023
CME is incorporated in the United States, and is primarily regulated by the Commodity Futures Trading Commission (CFTC) under US legislation.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/executive-summary.html

Abbreviations | Assessment of LCH Limited's SwapClear Service

9 Mar 2023
CFO. Chief Financial Officer. CFTC. Commodity Futures Trading Commission. CMG. Crisis management group.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/abbreviations.html

Material Developments | Assessment of LCH Limited's SwapClear Service

9 Mar 2023
Different provisions apply to clients of FCMs. In the event of default, porting is coordinated by all FCMs and LCH Ltd with the oversight of the Commodity Futures Trading Commission (CFTC).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/material-developments.html

Regulatory Priorities | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties

9 Mar 2023
The Bank will engage with CME and the Commodity and Futures Trading Commission (CFTC) on how it is envisaged that the default of an Australian-based participant, or any participant with ... The CFTC has granted CME an extension to finalise its recovery
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/regulatory-priorities.html