Search: CFTC
RBA Glossary definition for CFTC
CFTC – Commodity Futures Trading Commission
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Standard 14: General Business Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…
9 Mar 2023
CME is required to maintain sufficient financial resources for, respectively, its DCO operations and DCM operations, as per CFTC regulations. ... CME recalculates this amount monthly and reports the amount to the CFTC quarterly.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-14.html
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
9 Mar 2023
ASIC and the Bank recently concluded a joint Memorandum of Understanding (MOU) with the US Commodity Futures Trading Commission (CFTC) to govern cooperation and information sharing in relation to the regulation ... The MOU with the CFTC is available at
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/introduction.html
Abbreviations | Assessment of ASX Clearing and Settlement Facilities
9 Mar 2023
CEO. Chief Executive Officer. CFO. Chief Financial Officer. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/abbreviations.html
Abbreviations | Assessment of ASX Clearing and Settlement Facilities
9 Mar 2023
CFR. Council of Financial Regulators. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/abbreviations.html
Abbreviations | Assessment of Chicago Mercantile Exchange Inc.
9 Mar 2023
CDS. Credit default swap. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/abbreviations.html
Abbreviations | Assessment of ASX Clearing and Settlement Facilities
9 Mar 2023
CEO. Chief Executive Officer. CFO. Chief Financial Officer. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/abbreviations.html
Standard 16: Operational Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…
9 Mar 2023
The CFTC requires risk-based examinations to be performed every 9 to 18 months. ... CME has notification requirements with the CFTC when business continuity plans or procedures are activated.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-16.html
Standard 17: Access and Participation Requirements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability…
9 Mar 2023
For non-bank clearing participants, capital is defined as Adjusted Net Capital, calculated in accordance with CFTC regulations. ... If CFTC or SEC capital requirements for a clearing participant exceed CME's requirements, CME would hold the clearing
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-17.html
International Developments | OTC Derivatives Market Reform Considerations-March 2012
9 Mar 2023
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/international-developments.html
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
9 Mar 2023
ASX Clear (Futures) has separately sought ‘no-action’ relief from the requirement to register as a Derivatives Clearing Organisation with the CFTC. ... The relief, which is until the end of this year, could become permanent if the CFTC grants a
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/appendix-a.html