Search: CFTC
RBA Glossary definition for CFTC
CFTC – Commodity Futures Trading Commission
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Regulatory and Industry Developments | Report on the Australian OTC Derivatives Market October 2012
9 Mar 2023
The CFTC is in the process of issuing rules in the following areas:. ... contractual terms that would satisfy customer business conduct rules issued by the CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201210-otc-der-mkt-rep-au/regulatory-industry-developments.html
Appendix B: CME Regulatory Environment and Risk Management | Assessment of Chicago Mercantile Exchange Inc.
9 Mar 2023
CME is incorporated in the United States and is primarily regulated by the CFTC under US legislation. ... CME's recovery and wind-down plans have been developed in accordance with CFTC Regulations.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/appendix-b.html
Standard 1: Legal Basis | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…
9 Mar 2023
The DCO Core Principles are implemented at a more detailed level through CFTC regulations. ... Accpetance for clearing must occur within a time limit prescribed by the CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-1.html
Standard 18: Tiered Participation Arrangements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards…
9 Mar 2023
However, in mitigating risks arising from large customer positions, CME:. is required by the CFTC to margin all customer accounts on a gross basis, rather than net basis, such that customers ... is required by the CFTC to have its clearing participants
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-18.html
Material Developments | Assessment of LCH Limited's SwapClear Service
9 Mar 2023
Different provisions apply to clients of FCMs. In the event of default, porting is coordinated by all FCMs and LCH Ltd with the oversight of the Commodity Futures Trading Commission (CFTC).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/material-developments.html
Regulatory Priorities | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties
9 Mar 2023
The Bank will engage with CME and the Commodity and Futures Trading Commission (CFTC) on how it is envisaged that the default of an Australian-based participant, or any participant with ... The CFTC has granted CME an extension to finalise its recovery
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/regulatory-priorities.html
Abbreviations | Assessment of LCH Limited's SwapClear Service
9 Mar 2023
CFO. Chief Financial Officer. CFTC. Commodity Futures Trading Commission. CMG. Crisis management group.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/abbreviations.html
Abbreviations | 2013/14 Assessment of LCH.Clearnet Limited's SwapClear Service
9 Mar 2023
CEO. Chief Executive Officer. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2014/abbreviations.html
Standard 14: General Business Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…
9 Mar 2023
CME is required to maintain sufficient financial resources for, respectively, its DCO operations and DCM operations, as per CFTC regulations. ... CME recalculates this amount monthly and reports the amount to the CFTC quarterly.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-14.html
Abbreviations | Assessment of LCH Limited's SwapClear Service-December 2019
9 Mar 2023
Financial Stability Standards for Central Counterparties. CEO. Chief Executive Officer. CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2019/abbreviations.html