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RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

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Standard 17: Access and Participation Requirements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability…

9 Mar 2023
For non-bank clearing participants, capital is defined as Adjusted Net Capital, calculated in accordance with CFTC regulations. ... If CFTC or SEC capital requirements for a clearing participant exceed CME's requirements, CME would hold the clearing
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-17.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
ASIC and the Bank recently concluded a joint Memorandum of Understanding (MOU) with the US Commodity Futures Trading Commission (CFTC) to govern cooperation and information sharing in relation to the regulation ... The MOU with the CFTC is available at
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/introduction.html

Abbreviations | Assessment of LCH Limited's SwapClear Service

9 Mar 2023
CFO. Chief Financial Officer. CFTC. Commodity Futures Trading Commission. CMG. Crisis management group.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/abbreviations.html

Introduction and Executive Summary | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
Separately, on 18 August 2015 ASX Clear (Futures) was granted an exemption from registration as a Derivatives Clearing Organization by the US Commodity Futures Trading Commission (CFTC). ... The exemption allows ASX Clear (Futures) to continue to provide
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/introduction-and-executive-summary.html

Executive Summary | Assessment of Chicago Mercantile Exchange Inc

9 Jun 2023
CME is incorporated in the United States, and is primarily regulated by the Commodity Futures Trading Commission (CFTC) under US legislation.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/executive-summary.html

Abbreviations | 2013/14 Assessment of LCH.Clearnet Limited's SwapClear Service

9 Mar 2023
CEO. Chief Executive Officer. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2014/abbreviations.html

Abbreviations | Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
CEO. Chief Executive Officer. CFO. Chief Financial Officer. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/abbreviations.html

Abbreviations | Assessment of LCH Limited's SwapClear Service-December 2019

9 Mar 2023
Financial Stability Standards for Central Counterparties. CEO. Chief Executive Officer. CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2019/abbreviations.html

International Developments | OTC Derivatives Market Reform Considerations-March 2012

9 Mar 2023
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/international-developments.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
CFTC. Commodity Futures Trading Commission. CPMI. Committee on Payments and Market Infrastructures (formerly CPSS).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/abbreviations.html