Search: CFTC

Help
Contents
Metadata
Published
Display
per page
Results from
Sort by: Relevance Date
51–60 of 152 search results for CFTC

RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

Search Results

Regulatory Developments in Financial Market Infrastructures

9 Oct 2015 PSB Annual Report – 2015
ASX duly submitted its petition on 1 June 2015, and was granted an exemption by the CFTC following a period of public consultation. ... In conjunction with ASX's petition, ASIC and the Bank were each asked to provide the CFTC with a letter of regulatory
https://www.rba.gov.au/publications/annual-reports/psb/2015/regulatory-developments-in-financial-market-infrastructures.html

Appendix B: CME Regulatory Environment and Risk Management | 2017 Assessment of Chicago Mercantile Exchange Inc.

8 Mar 2023
CME is incorporated in the US and is primarily regulated by the CFTC under US legislation. ... Footnotes. More detail on the supervisory approach of the CFTC is available in the Bank's March 2016 Assessment.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/appendix-b.html

Standard 16: Operational Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
The CFTC requires risk-based examinations to be performed every 9 to 18 months. ... CME has notification requirements with the CFTC when business continuity plans or procedures are activated.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-16.html

Regulatory Priorities | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties

9 Mar 2023
The Bank will engage with CME and the Commodity and Futures Trading Commission (CFTC) on how it is envisaged that the default of an Australian-based participant, or any participant with ... The CFTC has granted CME an extension to finalise its recovery
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/regulatory-priorities.html

Standard 14: General Business Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
CME is required to maintain sufficient financial resources for, respectively, its DCO operations and DCM operations, as per CFTC regulations. ... CME recalculates this amount monthly and reports the amount to the CFTC quarterly.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-14.html

Payments System Board Annual Report 2016

14 Oct 2016 PSB Annual Report 2016 PDF 2089KB
https://www.rba.gov.au/publications/annual-reports/psb/2016/pdf/2016-psb-annual-report.pdf

Standard 18: Tiered Participation Arrangements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards…

9 Mar 2023
However, in mitigating risks arising from large customer positions, CME:. is required by the CFTC to margin all customer accounts on a gross basis, rather than net basis, such that customers ... is required by the CFTC to have its clearing participants
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-18.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
ASX Clear (Futures) has separately sought ‘no-action’ relief from the requirement to register as a Derivatives Clearing Organisation with the CFTC. ... The relief, which is until the end of this year, could become permanent if the CFTC grants a
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/appendix-a.html

Abbreviations | Assessment of Chicago Mercantile Exchange Inc

9 Jun 2023
CDS. Credit default swap. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/abbreviations.html

Payments System Board Annual Report 2015 - Regulatory Developments in Financial Market Infrastructures

22 Oct 2015 PSB Annual Report 2015 PDF 79KB
https://www.rba.gov.au/publications/annual-reports/psb/2015/pdf/regulatory-developments-in-financial-market-infrastructures.pdf