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RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

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Standard 18: Tiered Participation Arrangements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards…

9 Mar 2023
However, in mitigating risks arising from large customer positions, CME:. is required by the CFTC to margin all customer accounts on a gross basis, rather than net basis, such that customers ... is required by the CFTC to have its clearing participants
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-18.html

1 Repo Central Clearing Consultation GPO Box 3947 Sydney ...

7 May 2015 PDF 359KB
securities? 1 http://www.esma.europa.eu/content/ESMA-ASIC-RBA-MOU-European-central-counterparties. 2 http://www.cftc.gov/ucm/groups/public/@internationalaffairs/documents/file/cftc-rba-asic-. clearingmou06051.pdf.
https://www.rba.gov.au/payments-and-infrastructure/submissions/central-clearing-of-repos-in-australia/lch.pdf

Payments System Board Annual Report 2014

26 Sep 2014 PSB Annual Report 2014 PDF 2702KB
https://www.rba.gov.au/publications/annual-reports/psb/2014/pdf/2014-psb-ann-report.pdf

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
ASX Clear (Futures) has separately sought ‘no-action’ relief from the requirement to register as a Derivatives Clearing Organisation with the CFTC. ... The relief, which is until the end of this year, could become permanent if the CFTC grants a
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/appendix-a.html

Regulatory Priorities | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties

9 Mar 2023
The Bank will engage with CME and the Commodity and Futures Trading Commission (CFTC) on how it is envisaged that the default of an Australian-based participant, or any participant with ... The CFTC has granted CME an extension to finalise its recovery
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/regulatory-priorities.html

Standard 16: Operational Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
The CFTC requires risk-based examinations to be performed every 9 to 18 months. ... CME has notification requirements with the CFTC when business continuity plans or procedures are activated.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-16.html

Standard 14: General Business Risk | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central…

9 Mar 2023
CME is required to maintain sufficient financial resources for, respectively, its DCO operations and DCM operations, as per CFTC regulations. ... CME recalculates this amount monthly and reports the amount to the CFTC quarterly.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-14.html

Payments System Board Annual Report 2016 - Retail Payments Policy and Developments

12 Oct 2016 PSB Annual Report 2016 PDF 212KB
https://www.rba.gov.au/publications/annual-reports/psb/2016/pdf/retail-payments-policy-and-developments.pdf

Executive Summary | Assessment of Chicago Mercantile Exchange Inc

9 Jun 2023
CME is incorporated in the United States, and is primarily regulated by the Commodity Futures Trading Commission (CFTC) under US legislation.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/executive-summary.html

Introduction and Executive Summary | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
Separately, on 18 August 2015 ASX Clear (Futures) was granted an exemption from registration as a Derivatives Clearing Organization by the US Commodity Futures Trading Commission (CFTC). ... The exemption allows ASX Clear (Futures) to continue to provide
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/introduction-and-executive-summary.html