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RBA Glossary definition for CFTC

CFTC – Commodity Futures Trading Commission

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Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
ASIC and the Bank recently concluded a joint Memorandum of Understanding (MOU) with the US Commodity Futures Trading Commission (CFTC) to govern cooperation and information sharing in relation to the regulation ... The MOU with the CFTC is available at
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/introduction.html

Standard 17: Access and Participation Requirements | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability…

9 Mar 2023
For non-bank clearing participants, capital is defined as Adjusted Net Capital, calculated in accordance with CFTC regulations. ... If CFTC or SEC capital requirements for a clearing participant exceed CME's requirements, CME would hold the clearing
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-17.html

Abbreviations | Assessment of LCH Limited's SwapClear Service

9 Mar 2023
CFO. Chief Financial Officer. CFTC. Commodity Futures Trading Commission. CMG. Crisis management group.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/abbreviations.html

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

9 Mar 2023
CFTC. Commodity Futures Trading Commission. CPMI. Committee on Payments and Market Infrastructures (formerly CPSS).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/abbreviations.html

Abbreviations | 2013/14 Assessment of LCH.Clearnet Limited's SwapClear Service

9 Mar 2023
CEO. Chief Executive Officer. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2014/abbreviations.html

Standard 2: Governance | Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties

9 Mar 2023
In addition, the Market Regulation Oversight Committee is composed of directors who meet the CFTC's requirements for ‘public’ directors. ... As a DCM, the CFTC requires CME to have public directors to minimise conflicts of interest.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/standard-2.html

International Developments | OTC Derivatives Market Reform Considerations-March 2012

9 Mar 2023
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/international-developments.html

Abbreviations | Assessment of LCH Limited's SwapClear Service-December 2019

9 Mar 2023
Financial Stability Standards for Central Counterparties. CEO. Chief Executive Officer. CFTC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2019/abbreviations.html

Abbreviations | Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
CFR. Council of Financial Regulators. CFTC. US Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/abbreviations.html

Abbreviations | Assessment of Chicago Mercantile Exchange Inc.

9 Mar 2023
CDS. Credit default swap. CFR. Council of Financial Regulators. CFTC. Commodity Futures Trading Commission.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2019/abbreviations.html