Search: ASIC

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RBA Glossary definition for ASIC

ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.

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The Australian Securities and Investments Commission's Review of the EFT Code of Conduct – April 2007 | Payments System | Submissions

8 May 2024 Submissions
Dear Mr Funston. SUBMISSION ON THE EFT CODE OF CONDUCT. The Reserve Bank welcomes the opportunity to make a submission to ASIC's 2007 Review of the EFT Code of Conduct.
https://www.rba.gov.au/publications/submissions/payments-system/asic-review-of-eft-code-of-conduct/index.html

Submission to Payments System Review – January 2021 | Responses and Options Paper

8 May 2024 Submissions
ASIC also administers the ePayments Code, which is currently a voluntary code of practice applying to consumer electronic payment transactions. ... making APRA and ASIC responsible for regulating and licensing individual SVF providers, with the Bank no
https://www.rba.gov.au/publications/submissions/payments-system/submission-to-payments-system-review-01-2021/index.html

Submission to the Senate Select Committee on Financial Technology and Regulatory Technology – December 2019 | Payments System | Submissions

28 Dec 2019 Submissions
The Bank is an observer on the Digital Finance Advisory Panel, which advises ASIC on fintech- and regtech-related matters, and Bank staff have attended ASIC's regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/index.html

Submission to the Inquiry into the Financial Sector Legislation Amendment (Crisis Resolution Powers and Other Measures) Bill 2017 –…

21 Dec 2017 Submissions
The Council of Financial Regulators (consisting of APRA, ASIC, the Reserve Bank and the Treasury and chaired by the Reserve Bank Governor) has established a process for managing the orderly resolution
https://www.rba.gov.au/publications/submissions/financial-sector/submission-to-the-senate-inquiry-into-crisis-management-bill-2017-12/index.html

References | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions

6 Sep 2017 Submissions
Available at <http://www.apra.gov.au/MediaReleases/Pages/17_31.aspx>. ASIC (2016), ‘Survey of marketplace lending providers’, June.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/references.html

Introduction | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions

6 Sep 2017 Submissions
Significant efforts have been made by the government and the Australian Securities and Investments Commission (ASIC) to facilitate these providers.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/introduction.html

Summary of Key Themes | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions

6 Sep 2017 Submissions
We note that considerable effort has been made to accommodate new players through ASIC's ‘regulatory sandbox’ and Innovation Hub, legislation to support crowdsourced funding and APRA's consultation on its
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/summary-of-key-themes.html

Developments since the Financial System Inquiry | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector |…

6 Sep 2017 Submissions
The FSI recommended making competition a specific focus of ASIC and encouraged regulators to clearly explain in annual reports how competition was considered in their decision making processes.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/developments-since-the-financial-system-inquiry.html

Deposits, Mortgages and SME Lending | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions

6 Sep 2017 Submissions
Recent innovations in the provision of credit to small businesses by fintech companies appear to have not yet gained much market share (ASIC 2016).
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/deposits-mortgages-and-sme-lending.html

The Payments System | Supplementary Submission to the Financial System Inquiry – August 2014 | Financial Sector | Submissions

1 Aug 2014 Submissions
to ‘drip pricing’ while the Australian Securities and Investments Commission (ASIC) has recently taken action on the disclosure of surcharges. ... Like any other financial product, PPFs are subject to ASIC's conduct and disclosure regulation.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-08/payments-system.html