Search: ASIC

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RBA Glossary definition for ASIC

ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.

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The Australian Securities and Investments Commission's Review of the EFT Code of Conduct – April 2007 | Payments System | Submissions

24 May 2023 Submissions
Dear Mr Funston. SUBMISSION ON THE EFT CODE OF CONDUCT. The Reserve Bank welcomes the opportunity to make a submission to ASIC's 2007 Review of the EFT Code of Conduct.
https://www.rba.gov.au/publications/submissions/payments-system/asic-review-of-eft-code-of-conduct/index.html

Submission to the Senate Select Committee on Financial Technology and Regulatory Technology – December 2019 | Payments System | Submissions

28 Dec 2019 Submissions
The Bank is an observer on the Digital Finance Advisory Panel, which advises ASIC on fintech- and regtech-related matters, and Bank staff have attended ASIC's regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/index.html

Submission to the Inquiry into the Financial Sector Legislation Amendment (Crisis Resolution Powers and Other Measures) Bill 2017 –…

21 Dec 2017 Submissions
The Council of Financial Regulators (consisting of APRA, ASIC, the Reserve Bank and the Treasury and chaired by the Reserve Bank Governor) has established a process for managing the orderly resolution
https://www.rba.gov.au/publications/submissions/financial-sector/submission-to-the-senate-inquiry-into-crisis-management-bill-2017-12/index.html

Submission to Payments System Review – January 2021 | Responses and Options Paper

25 May 2023 Submissions
ASIC also administers the ePayments Code, which is currently a voluntary code of practice applying to consumer electronic payment transactions. ... making APRA and ASIC responsible for regulating and licensing individual SVF providers, with the Bank no
https://www.rba.gov.au/publications/submissions/payments-system/submission-to-payments-system-review-01-2021/index.html

Policy Considerations | Submission to the Productivity Commission Inquiry on First Home Ownership – November 2003 | Housing and Housing…

1 Nov 2003 Submissions
As ASIC has noted, the current regulatory regime was not designed for the purpose of regulating the provision of financial advice. ... Where the advice is more general, ASIC recommended that there should be disclosure to the effect that:.
https://www.rba.gov.au/publications/submissions/housing-and-housing-finance/inquiry-productivity-commission-on-first-home/policy-considerations.html

List of tables | Submission to the Inquiry into Competition within the Australian Banking Sector – November 2010 | Financial Sector |…

30 Nov 2010 Submissions
133. 121. 143. Sources: ASIC; Canstar Cannex; InfoChoice; RBA. Table 4: Guarantee Scheme Pricing.
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-competition-within-australian-banking-sector-2010/tables.html

Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013 | Financial Sector | Submissions

1 Apr 2013 Submissions
allow for the Bank and the Australian Securities and Investments Commission (ASIC) to more effectively share information with other regulators. ... allow the Bank and ASIC to better align with the assessment cycles of the facility's home regulator, as
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.html

Abbreviations | Submission to the Financial System Inquiry – March 2014 | Financial Sector | Submissions

1 Mar 2014 Submissions
Australian Prudential Regulation Authority. ASIC. Australian Securities and Investments Commission. ASX.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/abbreviations.html

Introduction | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions

6 Sep 2017 Submissions
Significant efforts have been made by the government and the Australian Securities and Investments Commission (ASIC) to facilitate these providers.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/introduction.html

References | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions

6 Sep 2017 Submissions
Available at <http://www.apra.gov.au/MediaReleases/Pages/17_31.aspx>. ASIC (2016), ‘Survey of marketplace lending providers’, June.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/references.html