Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Developments and Innovation in the Payments System | Submission to the Financial System Inquiry – March 2014 | Financial Sector |…
1 Mar 2014
Submissions
Further, with increased cross-border provision of FMI services, there may be circumstances in which it is desirable to bring an overseas facility under the primary regulation of ASIC and the ... Reflecting the importance of CS facilities to the payments
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/developments-and-innovation.html
Summary of Key Themes | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions
6 Sep 2017
Submissions
We note that considerable effort has been made to accommodate new players through ASIC's ‘regulatory sandbox’ and Innovation Hub, legislation to support crowdsourced funding and APRA's consultation on its
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/summary-of-key-themes.html
Inquiry into the Financial Sector Legislation Amendment (Crisis Resolution Powers and Other Measures) Bill 2017
21 Dec 2017
Submissions
PDF
319KB
Submission to the Senate Inquiry into Crisis Management Bill
https://www.rba.gov.au/publications/submissions/financial-sector/pdf/submission-to-the-senate-inquiry-into-crisis-management-bill-2017-12.pdf
The Payments System | Supplementary Submission to the Financial System Inquiry – August 2014 | Financial Sector | Submissions
1 Aug 2014
Submissions
to ‘drip pricing’ while the Australian Securities and Investments Commission (ASIC) has recently taken action on the disclosure of surcharges. ... Like any other financial product, PPFs are subject to ASIC's conduct and disclosure regulation.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-08/payments-system.html
Developments since the Financial System Inquiry | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector |…
6 Sep 2017
Submissions
The FSI recommended making competition a specific focus of ASIC and encouraged regulators to clearly explain in annual reports how competition was considered in their decision making processes.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/developments-since-the-financial-system-inquiry.html
Competition in the Australian Financial System - March 2018
21 Mar 2018
Submissions
PDF
503KB
Supplementary Submission to the Productivity Commission Inquiry
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system-2018-03/pdf/supplementary-submission-to-productivity-commission-march-2018.pdf
Submission to the Financial System Inquiry March 2014
10 Nov 2017
Submissions
PDF
3041KB
Financial System Inquiry
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/pdf/financial-system-inquiry-2014-03.pdf
Superannuation | Submission to the Financial System Inquiry – March 2014 | Financial Sector | Submissions
1 Mar 2014
Submissions
Trustees of funds as well as financial advisors to funds are overseen by the Australian Securities and Investments Commission (ASIC). ... Footnotes. ASIC only oversees SMSF trustees if the fund is set up with a corporate trustee.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/superannuation.html
Housing Finance | Submission to the inquiry into Competition in the Banking and Non-Banking Sectors – July 2008 | Financial Sector |…
10 Jul 2008
Submissions
and early-repayment fees) has fallen from 0.20 per cent of the value of outstanding housing credit in 2000 to 0.15 per cent in 2007 (Recent research by ... Overall, ASIC/Fujitsu Consulting suggest that the level of total housing loan fees in Australia is
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-competition-in-banking-and-non-banking-sector/housing-finance.html
Sources and Management of Systemic Risk | Submission to the Financial System Inquiry – March 2014 | Financial Sector | Submissions
1 Mar 2014
Submissions
Submission to the Financial System Inquiry 4. Sources and Management of Systemic Risk. Download 3.1. MB. This Chapter outlines the concept of systemic risk and the factors that might give rise to it. Sources of systemic risk in the Australian
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/sources-and-management-of-systemic-risk.html