Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Submission to the Inquiry into the Financial Sector Legislation Amendment (Crisis Resolution Powers and Other Measures) Bill 2017 –…
21 Dec 2017
Submissions
The Council of Financial Regulators (consisting of APRA, ASIC, the Reserve Bank and the Treasury and chaired by the Reserve Bank Governor) has established a process for managing the orderly resolution
https://www.rba.gov.au/publications/submissions/financial-sector/submission-to-the-senate-inquiry-into-crisis-management-bill-2017-12/index.html
Submission to the Senate Select Committee on Financial Technology and Regulatory Technology
9 Jan 2020
Submissions
PDF
797KB
fintech- and regtech-related matters, and Bank staff have attended ASIC’s regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have shared responsibilities for.
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/pdf/financial-and-regulatory-technology.pdf
Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013 | Financial Sector | Submissions
1 Apr 2013
Submissions
allow for the Bank and the Australian Securities and Investments Commission (ASIC) to more effectively share information with other regulators. ... allow the Bank and ASIC to better align with the assessment cycles of the facility's home regulator, as
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.html
Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013
19 Apr 2013
Submissions
PDF
1245KB
Parliamentary Joint Committee on Corporations and Financial Services
https://www.rba.gov.au/publications/submissions/financial-sector/pdf/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.pdf
List of tables | Submission to the Inquiry into Competition within the Australian Banking Sector – November 2010 | Financial Sector |…
30 Nov 2010
Submissions
133. 121. 143. Sources: ASIC; Canstar Cannex; InfoChoice; RBA. Table 4: Guarantee Scheme Pricing.
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-competition-within-australian-banking-sector-2010/tables.html
Submission to the Senate Select Committee on Australia as a Technology and Financial Centre - July 2021
19 Jul 2021
Submissions
PDF
610KB
and the Australian Securities and Investments Commission (ASIC) – is the main coordination body. ... For example, the Bank has a Memorandum of Understanding (MoU) with ASIC in relation to financial market infrastructures and a MoU with the Australian
https://www.rba.gov.au/publications/submissions/payments-system/pdf/inquiry-into-australia-as-a-technology-and-financial-centre.pdf
The Regulatory Response to the Global Financial Crisis | Submission to the Financial System Inquiry – March 2014 | Financial Sector |…
1 Mar 2014
Submissions
In particular, a group of 12 OTC derivatives market regulators (including ASIC), known as the OTC Derivatives Regulators Group (ODRG), has been meeting regularly to examine the application of rules in
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/regulatory-response-to-the-global-financial-crisis.html
Introduction | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions
6 Sep 2017
Submissions
Significant efforts have been made by the government and the Australian Securities and Investments Commission (ASIC) to facilitate these providers.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/introduction.html
References | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions
6 Sep 2017
Submissions
Available at <http://www.apra.gov.au/MediaReleases/Pages/17_31.aspx>. ASIC (2016), ‘Survey of marketplace lending providers’, June.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/references.html
Abbreviations | Submission to the Financial System Inquiry – March 2014 | Financial Sector | Submissions
1 Mar 2014
Submissions
Australian Prudential Regulation Authority. ASIC. Australian Securities and Investments Commission. ASX.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/abbreviations.html