Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
Search Results
Domestic Financial Markets
10 Nov 2008
SMP
– November 2008
In response to the volatile market conditions and similar actions by international regulators, ASIC temporarily banned short selling of all listed stocks for 30 days from 22 September. ... ASIC noted that while short selling ordinarily plays a valuable
https://www.rba.gov.au/publications/smp/2008/nov/dom-fin-mkts.html
Domestic Economic Conditions
17 Nov 2015
SMP
- November 2015
PDF
280KB
https://www.rba.gov.au/publications/smp/2015/nov/pdf/03-domestic-economic-conditions.pdf
Submission to Payments System Review
3 Feb 2021
Submissions
PDF
1155KB
The Australian. Securities and Investments Commission (ASIC) is responsible for market conduct and consumer. ... products and clearing and settlement facilities. ASIC also administers the ePayments Code, which is.
https://www.rba.gov.au/publications/submissions/payments-system/pdf/submission-to-payments-system-review-01-2021.pdf
Domestic Financial Markets
10 Feb 2020
SMP
PDF
1799KB
Statement of Monetary Policy - August 2017
https://www.rba.gov.au/publications/smp/2017/aug/pdf/04-domestic-financial-markets.pdf
Domestic Financial Markets
10 May 2009
SMP
– May 2009
The Australian Securities and Investments Commission (ASIC) extended its ban on covered short selling of financial companies – where an investor takes a short position and has arrangements already in place for ... While naked short selling (of both
https://www.rba.gov.au/publications/smp/2009/may/dom-fin-mkts.html
Domestic Financial Markets
10 Aug 2017
SMP
– August 2017
The tightening in lending standards in response to prudential guidance from APRA and ASIC in March and April may also have had some effect.
https://www.rba.gov.au/publications/smp/2017/aug/domestic-financial-markets.html
Domestic Financial Conditions
4 Feb 2021
SMP
– February 2021
At the same time, ASIC has reiterated that consumer lending laws do not apply to small business lending.
https://www.rba.gov.au/publications/smp/2021/feb/domestic-financial-conditions.html
Submission on the EFT Code of Conduct - 30 April 2007
6 May 2008
Submissions
PDF
92KB
Submission to ASIC's 2007 Review of the EFT Code of Conduct
https://www.rba.gov.au/publications/submissions/payments-system/pdf/asic-review-of-eft-code-of-conduct.pdf
Domestic Financial Conditions
10 Feb 2020
SMP
- November 2018
PDF
2608KB
https://www.rba.gov.au/publications/smp/2018/nov/pdf/03-domestic-financial-conditions.pdf
Policy Considerations | Submission to the Productivity Commission Inquiry on First Home Ownership – November 2003 | Housing and Housing…
1 Nov 2003
Submissions
As ASIC has noted, the current regulatory regime was not designed for the purpose of regulating the provision of financial advice. ... Where the advice is more general, ASIC recommended that there should be disclosure to the effect that:.
https://www.rba.gov.au/publications/submissions/housing-and-housing-finance/inquiry-productivity-commission-on-first-home/policy-considerations.html