Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Reforms to the Payment Systems (Regulation) Act 1998
1 Dec 2023
Submissions
PDF
446KB
Submission to Consultation on Exposure Draft Legislation
https://www.rba.gov.au/publications/submissions/payments-system/pdf/reforms-to-the-payment-systems-regulation-nov-2023.pdf
Submission to the Senate Select Committee on Financial Technology and Regulatory Technology – December 2019 | Payments System | Submissions
28 Dec 2019
Submissions
The Bank is an observer on the Digital Finance Advisory Panel, which advises ASIC on fintech- and regtech-related matters, and Bank staff have attended ASIC's regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/index.html
The Australian Securities and Investments Commission's Review of the EFT Code of Conduct – April 2007 | Payments System | Submissions
24 May 2023
Submissions
Dear Mr Funston. SUBMISSION ON THE EFT CODE OF CONDUCT. The Reserve Bank welcomes the opportunity to make a submission to ASIC's 2007 Review of the EFT Code of Conduct.
https://www.rba.gov.au/publications/submissions/payments-system/asic-review-of-eft-code-of-conduct/index.html
Submission to Payments System Review – January 2021 | Responses and Options Paper
25 May 2023
Submissions
ASIC also administers the ePayments Code, which is currently a voluntary code of practice applying to consumer electronic payment transactions. ... making APRA and ASIC responsible for regulating and licensing individual SVF providers, with the Bank no
https://www.rba.gov.au/publications/submissions/payments-system/submission-to-payments-system-review-01-2021/index.html
Reforms to the Payment Systems (Regulation) Act 1998
20 Dec 2023
Submissions
PDF
306KB
This reform. would bring the Bank up to date with comparable agencies and regimes, including ASIC, the ACCC and. ... Under the proposed SVF licensing. regime, ASIC and APRA will become the sole responsible regulators for SVFs/PPFs and payment.
https://www.rba.gov.au/publications/submissions/payments-system/pdf/treasury-consultation-on-reforms-to-the-psra-submission-07-07-2023.pdf
RBA submission to Defining payment functions consultation - July 2023
16 Jan 2024
Submissions
PDF
445KB
Under the proposed licensing framework, ASIC and APRA will become the responsible regulators for SVFs as well as payment stablecoins.
https://www.rba.gov.au/publications/submissions/payments-system/pdf/submission-to-defining-payment-functions-consultation-july-2023.pdf
Policy Considerations | Submission to the Productivity Commission Inquiry on First Home Ownership – November 2003 | Housing and Housing…
1 Nov 2003
Submissions
As ASIC has noted, the current regulatory regime was not designed for the purpose of regulating the provision of financial advice. ... Where the advice is more general, ASIC recommended that there should be disclosure to the effect that:.
https://www.rba.gov.au/publications/submissions/housing-and-housing-finance/inquiry-productivity-commission-on-first-home/policy-considerations.html
Submission to the Inquiry into the Financial Sector Legislation Amendment (Crisis Resolution Powers and Other Measures) Bill 2017 –…
21 Dec 2017
Submissions
The Council of Financial Regulators (consisting of APRA, ASIC, the Reserve Bank and the Treasury and chaired by the Reserve Bank Governor) has established a process for managing the orderly resolution
https://www.rba.gov.au/publications/submissions/financial-sector/submission-to-the-senate-inquiry-into-crisis-management-bill-2017-12/index.html
Submission to the Inquiry into the Digital Assets (Market Regulation) Bill 2023
1 Jun 2023
Submissions
PDF
248KB
Commission (ASIC) and the RBA. ASIC and the RBA would then report on this information to the relevant. ... Accordingly,. it is possible that requiring ADIs to report additional data to ASIC and the RBA may not necessarily.
https://www.rba.gov.au/publications/submissions/payments-system/pdf/digital-assets-bill-senate-economics-legislation-committee-may-2023.pdf
Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013 | Financial Sector | Submissions
1 Apr 2013
Submissions
allow for the Bank and the Australian Securities and Investments Commission (ASIC) to more effectively share information with other regulators. ... allow the Bank and ASIC to better align with the assessment cycles of the facility's home regulator, as
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.html