Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Domestic Regulatory Developments
6 Apr 2023
FSR
– April 2023
Domestic Regulatory Developments | Financial Stability Review – April 2023
https://www.rba.gov.au/publications/fsr/2023/apr/regulatory-developments.html
Box B: Responses to Risks in the Housing and Mortgage Markets
10 Mar 2015
FSR
– March 2015
ASIC is working closely with APRA, as well as other members of the CFR, on this review. ... APRA is currently in the process of reviewing ADIs' housing lending practices and ASIC's review of interest-only lending is also underway.
https://www.rba.gov.au/publications/fsr/2015/mar/box-b.html
Domestic Regulatory Developments
6 Oct 2023
FSR
– October 2023
Domestic Regulatory Developments | Financial Stability Review – October 2023
https://www.rba.gov.au/publications/fsr/2023/oct/regulatory-developments.html
Box E: The Council of Financial Regulators
20 Oct 2018
FSR
– October 2018
There are four members: the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the Reserve Bank of Australia (RBA) and the Australian Treasury. ... The CFR was originally established with only
https://www.rba.gov.au/publications/fsr/2018/oct/box-e.html
Domestic Regulatory Developments
8 Apr 2021
FSR
– April 2021
As co-regulators of ASX, ASIC and the Bank have requested that ASX commission an independent expert review of the ASX Trade outage. ... The affected entities included the Reserve Bank of New Zealand (RBNZ) and ASIC (though investigations have shown that
https://www.rba.gov.au/publications/fsr/2021/apr/regulatory-developments.html
Regulatory Developments
9 Oct 2020
FSR
– October 2020
Relatedly, ASIC is on an FSB working group mapping the interconnections between the banking and non-banking sectors. ... ASIC has provided some relief for managed funds to assist with withdrawals by members that are facing financial hardship.
https://www.rba.gov.au/publications/fsr/2020/oct/regulatory-developments.html
Box B: Interest-only Mortgage Lending
21 Apr 2017
FSR
– April 2017
ASIC), in conjunction with the Council of Financial Regulators, to reinforce sound housing lending practices. ... Footnotes. The Council of Financial Regulators agencies are APRA, ASIC, the Reserve Bank of Australia (RBA) and The Treasury.
https://www.rba.gov.au/publications/fsr/2017/apr/box-b.html
Box E: The 2018 Financial Sector Assessment Program (FSAP) Review of Australia
12 Apr 2019
FSR
– April 2019
providing greater budgetary and funding autonomy; strengthen ASIC's enforcement powers and expand their use to mitigate misconduct. ... between APRA and the Australian Securities and Investments Commission (ASIC) in assessing insurance companies.
https://www.rba.gov.au/publications/fsr/2019/apr/box-e.html
The Australian Financial System
6 Apr 2023
FSR
– April 2023
The Australian Financial System | Financial Stability Review – April 2023
https://www.rba.gov.au/publications/fsr/2023/apr/australian-financial-system.html
The Australian Financial System
8 Apr 2022
FSR
– April 2022
In November 2021, the Australian Securities and Investments Commission (ASIC) concluded an investigation into an outage affecting the Australian Securities Exchange (ASX) market in late 2020. ... ASIC and the Reserve Bank view outages of this nature with
https://www.rba.gov.au/publications/fsr/2022/apr/australian-financial-system.html