Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Appendix B: Detailed Assessment of the Reserve Bank Information and Transfer System | 2021 Assessment of the Reserve Bank Information and…
8 Sep 2023
2021 Assessment of the Reserve Bank Information and Transfer System Appendix B: Detailed Assessment of the Reserve Bank Information and Transfer System. Download the complete Document 1.4. MB. This appendix sets out the detailed assessment of how
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2021/appendix-b.html
ASIC – RBA Issue Joint Letter of Expectations to ASX
30 Aug 2023
Media Releases
ASIC – RBA issue joint letter of expectations to ASXToday, ASIC and the RBA (the Regulators) issued a joint letter outlining regulatory expectations of ASX Clear Pty Limited (ASX Clear) and ASX Settlement Pty Limited when engaging with the newly
https://www.rba.gov.au/media-releases/2023/mr-23-22.html
Payments System Board Update: August 2023 Meeting
17 Aug 2023
Media Releases
Today's Payments System Board meeting discussed the annual Assessment of the ASX clearing and settlement facilities against the Financial Stability Standards, the oversight of international financial market infrastructures, prominent payment systems,
https://www.rba.gov.au/media-releases/2023/mr-23-20.html
Assessment of Clearing and Settlement Facilities against the Financial Stability Standards | 2014/15 Assessment of ASX Clearing and…
17 Aug 2023
2014/15 Assessment of ASX Clearing and Settlement Facilities 3. Assessment of Clearing and Settlement Facilities against the Financial Stability Standards. 3.1 Introduction to the ASX Clearing and Settlement Facilities. The ASX Group operates four
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/assessment-of-clearing-and-settlement-facilities-against-the-financial-stability-standards.html
Abbreviations | 2014/15 Assessment of ASX Clearing and Settlement Facilities
17 Aug 2023
Australian Prudential Regulation Authority. ASIC. Australian Securities and Investments Commission. ASXCC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/abbreviations.html
2014/15 Assessment of ASX Clearing and Settlement Facilities-Special Topic – Recovery Planning
17 Aug 2023
The final rule changes were lodged with ASIC on 1 September and are due to take effect on 1 October 2015.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/special-topic-recovery-planning.html
Introduction and Executive Summary | 2014/15 Assessment of ASX Clearing and Settlement Facilities
17 Aug 2023
The Bank and ASIC have committed to carrying out these assessments periodically, with the first published in September 2014. ... dialogue on cyber resilience matters during the 2014/15 Assessment period, in collaboration with ASIC.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/introduction-and-executive-summary.html
Summary and Review of Regulatory Priorities | 2014/15 Assessment of ASX Clearing and Settlement Facilities
17 Aug 2023
CCP Standard 16, SSF Standard 14. All facilities. The Bank, together with ASIC, has continued to discuss with ASX its cyber resilience approach (see Section 3.5.6).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/summary-and-review-of-regulatory-priorities.html
A2.2 Austraclear | 2014/15 Assessment of ASX Clearing and Settlement Facilities
17 Aug 2023
Proposed rule changes may be submitted informally to ASIC. In consultation with the Bank, ASIC will consider the changes and advise ASX of any regulatory concerns. ... To assist the Minister in this process, ASIC provides detailed advice to the Minister,
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/appendix-a2-2-austraclear.html
A1. Financial Stability Standards for Central Counterparties | 2014/15 Assessment of ASX Clearing and Settlement Facilities
17 Aug 2023
Proposed rule changes may be submitted informally to ASIC. In consultation with the Bank, ASIC will consider the changes and advise ASX of any regulatory concerns. ... To assist the Minister in this process, ASIC provides detailed advice, incorporating
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/appendix-a1-financial-stability-standards-for-central-counterparties.html