Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Annex | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
where ASIC considers that the overseas financial service provider is subject to equivalent regulation in its home jurisdiction. ... In the first instance, ASIC has responsibility for considering an application for a market licence, and is also
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/annex.html
References | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
Download the complete document 1.37. MB. APRA (Australian Prudential Regulation Authority), ASIC (Australian Securities and Investments Commission) and RBA (Reserve Bank of Australia) (2009), ‘Survey of the OTC Derivatives Market ... ASIC and RBA (2009)
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/references.html
Background | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
The Australian Council of Financial Regulators – comprising senior representatives of the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the Reserve Bank of Australia and the
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/background.html
Consultation | A Variation to the Surcharging Standards: A Consultation Document December 2011 | Consultations
10 Dec 2011
Consultations
the Australian Competition and Consumer Commission (ACCC) or the Australian Securities and Investment Commission (ASIC). ... Other parties interpreted the issues raised in the Consultation Document as relating to consumer protection and therefore
https://www.rba.gov.au/publications/consultations/201112-variation-surcharging-standards/consultation.html
Policy Options and Discussion | Review of Card Surcharging: A Consultation Document June 2011 | Consultations
7 Jun 2011
Consultations
http://www.asic.gov.au/asic/pdflib.nsf/LookupByFileName/news_for_business.pdf/$file/news_for_business.pdf>. The materials on this webpage are subject to copyright and their use is
https://www.rba.gov.au/publications/consultations/201106-review-card-surcharging/policy-options-discussion.html
Options for Reform | Proposed Variation to the MasterCard and Visa Access Regimes: Consultation Document December 2013 | Consultations
6 Dec 2013
Consultations
ASIC. One possible argument in favour of retaining APRA's role is that it may allow assessment of participant risks to be centralised, rather than assessment processes being conducted in parallel
https://www.rba.gov.au/publications/consultations/20131206-prop-variations-to-mc-visa-access-regimes/options-reform.html
Central Clearing of OTC Derivatives | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
As noted in Section 1.2, APRA, ASIC and the Reserve Bank undertook a joint survey of risk management practices in the Australian OTC derivatives market in 2009. ... See ASIC and Reserve Bank (2009) for a discussion of these considerations in the context
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/central-clearing-otc-derivatives.html