Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Electronic Trading in Australian Financial Markets
10 Dec 2001
Bulletin
– December 2001
February 2000. Bloomberg submits proposal to ASIC to extend their Bond Trader system to offer electronic trading. ... The ASX has recently submitted a proposal to ASIC to reactivate the ASX Futures Exchange Limited.
https://www.rba.gov.au/publications/bulletin/2001/dec/2.html
Monetary Policy and Financial Stability
9 Dec 2004
Bulletin
PDF
67KB
Externally, I chair the Council of Financial Regulators, which also includes the Chairman of APRA, the Chairman of ASIC and the Secretary to the Treasury. ... The exchanges of views that occur at these meetings are extremely valuable, as is the
https://www.rba.gov.au/publications/bulletin/2004/dec/pdf/bu-1204-1.pdf
Domestic Financial Markets
10 Feb 2020
SMP
- May 2017
PDF
2431KB
https://www.rba.gov.au/publications/smp/2017/may/pdf/04-domestic-financial-markets.pdf
OTC Derivatives Reforms and the Australian Cross-currency Swap Market
24 Jun 2013
Bulletin
– June 2013
Reforms to improve the management of counterparty credit risk in over-the-counter (OTC) derivatives markets are underway globally. A key pillar of the reforms is the migration of these markets to central counterparties (CCPs), while higher capital
https://www.rba.gov.au/publications/bulletin/2013/jun/7.html
Australia's New Financial Regulatory Framework
22 Feb 2001
Bulletin
PDF
11KB
The Australian Securities and InvestmentsCommission (ASIC) assumesresponsibility for market integrity andconsumer protection across the financialsystem, including for investment,insurance and superannuation products. •
https://www.rba.gov.au/publications/bulletin/1998/jul/pdf/bu-0798-1.pdf
Box C: The Expiry of Interest-only Loan Terms
10 Feb 2020
SMP
- May 2018
PDF
746KB
https://www.rba.gov.au/publications/smp/2018/may/pdf/box-c-the-expiry-of-interest-only-loan-terms.pdf
The Effective Supply of Collateral in Australia
18 Sep 2014
Bulletin
– September 2014
High-quality assets play an important role as collateral for a wide range of transactions and activities in wholesale financial markets. Regulatory changes since the global financial crisis are increasing the demand for high-quality assets, thereby
https://www.rba.gov.au/publications/bulletin/2014/sep/7.html
Recent Developments in Margin Lending in Australia
10 Dec 2009
Bulletin
– December 2009
However, most financial institutions that offer margin loans in Australia are regulated by the Australian Prudential Regulation Authority and the Australian Securities and Investments Commission (ASIC) and their lending is therefore ... Corporations Act
https://www.rba.gov.au/publications/bulletin/2009/dec/2.html
Climate Change and Financial Risk
6 Apr 2023
Bulletin
– June 2023
Climate change, and the actions taken in response to it, introduces both risks and opportunities for financial institutions.
https://www.rba.gov.au/publications/bulletin/2023/jun/climate-change-and-financial-risk.html
Developments in the Structure of the Australian Financial System
10 Jun 2011
Bulletin
– June 2011
However, if they provide credit to consumers, or sell financial products or provide financial advice, then ASIC requires them to meet disclosure, licensing and conduct requirements. ... As well, RFCs are subject to the same market conduct and other
https://www.rba.gov.au/publications/bulletin/2011/jun/5.html