Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Increasing the Threshold for the Application of the Financial Stability Standards for Securities Settlement Facilities: Conclusions Paper
15 Apr 2024
Consultations
PDF
506KB
ASIC and the RBA have separate, but complementary, responsibilities for the licensing and supervision of CS facilities under Part 7.3 of the Act. ... 6 ASIC (Australian Securities and Investments Commission) (2012), ‘Clearing and Settlement Facilities:
https://www.rba.gov.au/publications/consultations/2023-11-increasing-the-fss-threshold-for-sffs/pdf/2023-11-increasing-the-fss-threshold-for-sffs-conclusions-paper.pdf
Increasing the Threshold for the Application of the Financial Stability Standards for Securities Settlement Facilities
23 Nov 2023
Consultations
PDF
511KB
ASIC’s Regulatory Guide 211incorporates the Principles that are relevant to ASIC’s regulatory remit.6. ... other. 6 See ASIC (2012), ‘Clearing and Settlement Facilities: Australian and Overseas Operators’, Regulatory Guide 211,.
https://www.rba.gov.au/publications/consultations/2023-11-increasing-the-fss-threshold-for-sffs/pdf/2023-11-increasing-the-fss-threshold-for-sffs.pdf
Central Clearing of Repos in Australia: Conclusions
28 Oct 2015
Consultations
PDF
306KB
the Bank would be a joint supervisor (along with ASIC) of any potential CCP. ... ASIC provides regulatory guidance to regulated entities to explain specific issues already covered by legislation.
https://www.rba.gov.au/publications/consultations/201503-central-clearing-of-repos-in-australia/conclusions/pdf/central-clearing-of-repos-in-australia-conclusions-2015-10.pdf
Options for Reform | Proposed Variation to the MasterCard and Visa Access Regimes: Consultation Document December 2013 | Consultations
6 Dec 2013
Consultations
ASIC. One possible argument in favour of retaining APRA's role is that it may allow assessment of participant risks to be centralised, rather than assessment processes being conducted in parallel
https://www.rba.gov.au/publications/consultations/20131206-prop-variations-to-mc-visa-access-regimes/options-reform.html
Proposed Variation to the MasterCard and Visa Access Regimes: Consultation Document - December 2013
6 Dec 2013
Consultations
PDF
608KB
MasterCard and Visa Access Regimes
https://www.rba.gov.au/publications/consultations/20131206-prop-variations-to-mc-visa-access-regimes/pdf/20131206-prop-variations-to-mc-visa-access-regimes.pdf
Review of Card Surcharging: A Consultation Document - June 2011
31 Jan 2012
Consultations
PDF
596KB
Payments System Board Consultation on Card Surcharging
https://www.rba.gov.au/publications/consultations/201106-review-card-surcharging/pdf/201106-review-card-surcharging.pdf
A Variation to the Surcharging Standards: A Consultation Document - December 2011
16 Dec 2011
Consultations
PDF
1016KB
Surcharging Standards
https://www.rba.gov.au/publications/consultations/201112-variation-surcharging-standards/pdf/201112-variation-surcharging-standards.pdf
Consultation | A Variation to the Surcharging Standards: A Consultation Document December 2011 | Consultations
10 Dec 2011
Consultations
the Australian Competition and Consumer Commission (ACCC) or the Australian Securities and Investment Commission (ASIC). ... Other parties interpreted the issues raised in the Consultation Document as relating to consumer protection and therefore
https://www.rba.gov.au/publications/consultations/201112-variation-surcharging-standards/consultation.html
Central Clearing of Over-the-counter (OTC) Derivatives in Australia - June 2011
15 Jul 2011
Consultations
PDF
875KB
A discussion paper issued by the Council of Financial Regulators
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/pdf/201106-otc-derivatives.pdf
Annex | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
where ASIC considers that the overseas financial service provider is subject to equivalent regulation in its home jurisdiction. ... In the first instance, ASIC has responsibility for considering an application for a market licence, and is also
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/annex.html