Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Developments in the Financial System Architecture
21 Apr 2017
FSR
– April 2017
The Australian Treasury is contributing to this work, in liaison with the Bank and the Australian Securities and Investments Commission (ASIC). ... ASIC has also established an ‘innovation hub’ that makes it easier for fintech start-ups to engage
https://www.rba.gov.au/publications/fsr/2017/apr/dev-fin-sys-arch.html
Developments in the Financial System Architecture
10 Mar 2013
FSR
– March 2013
ASIC released new competition market integrity rules to address issues arising from the operation of multiple exchanges. ... The package also includes additional data reporting requirements to assist ASIC in performing market surveillance.
https://www.rba.gov.au/publications/fsr/2013/mar/dev-fin-sys-arch.html
Developments in the Financial System Infrastructure
10 Mar 2006
FSR
– March 2006
Over the past 18 months, ASIC has increased its surveillance of property-related investments offering high yields. ... Accordingly, ASIC has taken steps where appropriate to require improved disclosure and stop misleading advertising.
https://www.rba.gov.au/publications/fsr/2006/mar/dev-sys-infra.html
Regulatory Developments
20 Oct 2018
FSR
– October 2018
Nonetheless, the RBA and ASIC have been working with industry over recent years to enhance the robustness and longevity of BBSW. ... Also in April, ASIC received delegated powers from the ACCC in relation to crypto-assets.
https://www.rba.gov.au/publications/fsr/2018/oct/regulatory-developments.html
Household and Business Finances
21 Apr 2017
FSR
– April 2017
In this regard, ASIC recently lodged a case with the Federal Court alleging contraventions of the. ... As noted earlier, APRA and ASIC have also recently announced a range of measures that are designed to strengthen mortgage lending practices.
https://www.rba.gov.au/publications/fsr/2017/apr/household-business-finances.html
References | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
Download the complete document 1.37. MB. APRA (Australian Prudential Regulation Authority), ASIC (Australian Securities and Investments Commission) and RBA (Reserve Bank of Australia) (2009), ‘Survey of the OTC Derivatives Market ... ASIC and RBA (2009)
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/references.html
Regulatory Developments
10 Feb 2020
FSR
April 2018
PDF
1148KB
https://www.rba.gov.au/publications/fsr/2018/apr/pdf/04-regulatory-developments.pdf
Developments in the Financial System Architecture
10 Feb 2020
FSR
- April 2017
PDF
1324KB
https://www.rba.gov.au/publications/fsr/2017/apr/pdf/dev-fin-sys-arch.pdf
Developments in the Financial System Architecture
10 Sep 2009
FSR
– September 2009
People whose business will be regulated under the new regime will have to register with ASIC and apply for an Australian Credit Licence. ... See APRA, ASIC, Reserve Bank of Australia (2009), Survey of the OTC Derivatives Market in Australia, May.
https://www.rba.gov.au/publications/fsr/2009/sep/dev-fin-sys-arch.html
4. Regulatory Developments Since March, the economic and financial ...
4 Nov 2020
FSR
PDF
247KB
Relatedly, ASIC is on an FSB working group mapping the interconnections between the banking and non-banking sectors. ... ASIC has provided relief to companies about holding annual general meetings and some aspects of financial reporting by companies.
https://www.rba.gov.au/publications/fsr/2020/oct/pdf/04-regulatory-developments.pdf