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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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Equity Risk

1 Dec 1994 RDP 9408
Stephanie Weston and Brian Gray
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html

Appendix A: Influences on Growth

1 Oct 1995 RDP 9507
Palle Andersen and David Gruen
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html

References

27 Oct 2008 RDP 2008-06
Jonathan Kearns and Philip Lowe
SEC (U.S. Securities and Exchange Commission) (2008), ‘Proposed Rules for Nationally Recognized Statistical Rating Organizations’, June.
https://www.rba.gov.au/publications/rdp/2008/2008-06/references.html
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References

31 Dec 2004 RDP 2004-02
Adam Creighton, Luke Gower and Anthony Richards
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html

Alternative Models of Financial System Development | Conference – 1996

9 Jul 1996 Conferences
Stephen Prowse
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html

Regulating the New Financial Markets | Conference – 1996

9 Jul 1996 Conferences
Richard Dale
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html

Macroeconomic Policies and Growth | Conference – 1995

10 Jul 1995 Conferences
Palle Andersen and David Gruen
RBA Annual Conference – 1995 Macroeconomic Policies and Growth. Palle Andersen and David Gruen. Is there some action a government of Australia could take that would lead the Australian economy to grow like Korea's or Taiwan's? If so, what,
https://www.rba.gov.au/publications/confs/1995/andersen-gruen.html

The Term Funding Facility: Has It Encouraged Business Lending?

13 Dec 2022 RDP 2022-07
Sharon Lai, Kevin Lane and Laura Nunn
https://www.rba.gov.au/publications/rdp/2022/2022-07/full.html
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The Economics of Shadow Banking | Conference – 2013

19 Aug 2013 Conferences
Manmohan Singh
RBA Annual Conference – 2013 The Economics of Shadow Banking Manmohan Singh. The past decade has witnessed rapid growth in financial intermediation that involves interaction between banks and non-banks. Coined under the rubric of ‘shadow
https://www.rba.gov.au/publications/confs/2013/singh.html

SME Access to Intermediated Credit: What Do We Know and What Don't We Know? | Conference – 2015

19 Mar 2015 Conferences
Gregory F Udell
The Securities and Exchange Commission (SEC) requires companies that list their securities publicly to periodically submit audited financial statements.
https://www.rba.gov.au/publications/confs/2015/udell.html