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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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Alternative Models of Financial System Development | Conference – 1996

9 Jul 1996 Conferences
Stephen Prowse
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html

Regulating the New Financial Markets | Conference – 1996

9 Jul 1996 Conferences
Richard Dale
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html

Macroeconomic Policies and Growth | Conference – 1995

10 Jul 1995 Conferences
Palle Andersen and David Gruen
RBA Annual Conference – 1995 Macroeconomic Policies and Growth. Palle Andersen and David Gruen. Is there some action a government of Australia could take that would lead the Australian economy to grow like Korea's or Taiwan's? If so, what,
https://www.rba.gov.au/publications/confs/1995/andersen-gruen.html

The Economics of Shadow Banking | Conference – 2013

19 Aug 2013 Conferences
Manmohan Singh
RBA Annual Conference – 2013 The Economics of Shadow Banking Manmohan Singh. The past decade has witnessed rapid growth in financial intermediation that involves interaction between banks and non-banks. Coined under the rubric of ‘shadow
https://www.rba.gov.au/publications/confs/2013/singh.html

SME Access to Intermediated Credit: What Do We Know and What Don't We Know? | Conference – 2015

19 Mar 2015 Conferences
Gregory F Udell
The Securities and Exchange Commission (SEC) requires companies that list their securities publicly to periodically submit audited financial statements.
https://www.rba.gov.au/publications/confs/2015/udell.html

Promoting Liquidity: Why and How? | Conference – 2008

14 Jul 2008 Conferences
Jonathan Kearns and Philip Lowe
There have been several suggestions along these lines over the past year (see, for example, CGFS 2008b; IOSCO 2008; SEC 2008) and comments by the rating agencies (Fitch Ratings 2008;
https://www.rba.gov.au/publications/confs/2008/kearns-lowe.html

The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour | Conference – 1996

9 Jul 1996 Conferences
E. Philip Davis
RBA Annual Conference – 1996 The Role of Institutional Investors in the Evolution of Financial Structure and Behaviour E. Philip Davis. 1. Introduction. This article seeks to address the evolution of financial structure in the major OECD countries
https://www.rba.gov.au/publications/confs/1996/davis.html

Inflation Targeting and Japan: Why has the Bank of Japan not Adopted Inflation Targeting? | Conference – 2004

9 Aug 2004 Conferences
Takatoshi Ito
The Board took the view that the exchange rate was one of the variables that should be monitored, but that monetary policy should not respond to exchange rate movements per sec.
https://www.rba.gov.au/publications/confs/2004/ito.html