Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
Search Results
Equity Risk
1 Dec 1994
RDP
9408
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html
Appendix A: Influences on Growth
1 Oct 1995
RDP
9507
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html
References
31 Dec 2004
RDP
2004-02
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html
References
27 Oct 2008
RDP
2008-06
SEC (U.S. Securities and Exchange Commission) (2008), ‘Proposed Rules for Nationally Recognized Statistical Rating Organizations’, June.
https://www.rba.gov.au/publications/rdp/2008/2008-06/references.html
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The Global Financial Environment
10 Sep 2008
FSR
– September 2008
The US Securities and Exchange Commission (SEC) has also written to selected financial firms asking them to consider disclosing a list of items associated with off-balance-sheet entities. ... The US SEC is reforming its regulation of rating agencies by
https://www.rba.gov.au/publications/fsr/2008/sep/global-fin-env.html
Box A: International Banks' Response to Climate Risk
8 Apr 2022
FSR
– April 2022
See US Securities and Exchange Commission (2022), ‘SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors’, Press Release, March.
https://www.rba.gov.au/publications/fsr/2022/apr/box-a-international-banks-response-to-climate-risk.html
The Term Funding Facility: Has It Encouraged Business Lending?
13 Dec 2022
RDP
2022-07
https://www.rba.gov.au/publications/rdp/2022/2022-07/full.html
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Causes of the Fluctuation in the Current Account
1 Jun 1990
RDP
9003
For more detail on exchange control measures sec Argy(1987) and Sieper and Fane(1982).
https://www.rba.gov.au/publications/rdp/1990/9003/causes-of-the-fluctuation-in-the-current-account.html