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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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Equity Risk

1 Dec 1994 RDP 9408
Stephanie Weston and Brian Gray
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html

Appendix A: Influences on Growth

1 Oct 1995 RDP 9507
Palle Andersen and David Gruen
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html

The Supervisory Treatment of Banks’ Market Risk

30 Nov 2009 RDP PDF 76KB
THE SUPERVISORY TREATMENT OF BANKS' MARKET RISK. Stephanie Weston and Brian Gray. Research Discussion Paper9408. December 1994. Bank Supervision Department. Reserve Bank of Australia. The authors would like to thank colleagues for their input into
https://www.rba.gov.au/publications/rdp/1994/pdf/rdp9408.pdf

Macroeconomic Policies and Growth

1 Dec 2009 RDP PDF 183KB
MACROECONOMIC POLICIES AND GROWTH. Palle Andersen and David Gruen. Research Discussion Paper. 9507. October 1995. Economic Research Department. Reserve Bank of Australia. This paper was prepared for a conference on Productivity and Growth, held by
https://www.rba.gov.au/publications/rdp/1995/pdf/rdp9507.pdf

References

27 Oct 2008 RDP 2008-06
Jonathan Kearns and Philip Lowe
SEC (U.S. Securities and Exchange Commission) (2008), ‘Proposed Rules for Nationally Recognized Statistical Rating Organizations’, June.
https://www.rba.gov.au/publications/rdp/2008/2008-06/references.html
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Promoting Liquidity: Why and How?

2 Dec 2009 RDP PDF 484KB
There have been several suggestions along these lines over the past year (see, for example, CGFS 2008b; IOSCO 2008; SEC 2008) and comments by the rating agencies (Fitch Ratings 2008;
https://www.rba.gov.au/publications/rdp/2008/pdf/rdp2008-06.pdf

References

31 Dec 2004 RDP 2004-02
Adam Creighton, Luke Gower and Anthony Richards
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html

The Term Funding Facility: Has It Encouraged Business Lending?

8 Dec 2022 RDP PDF 2133KB
The Term Funding Facility: Has It Encouraged Business Lending? Sharon Lai, Kevin Lane and Laura Nunn. Research Discussion Paper. R DP 2022- 07. Figures in this publication were generated using Mathematica. ISSN 1448-5109 (Online). The Discussion
https://www.rba.gov.au/publications/rdp/2022/pdf/rdp2022-07.pdf

Financial Stability Review – September 2008

13 Oct 2008 FSR – September 2008 PDF 692KB
https://www.rba.gov.au/publications/fsr/2008/sep/pdf/0908.pdf

The Term Funding Facility: Has It Encouraged Business Lending?

13 Dec 2022 RDP 2022-07
Sharon Lai, Kevin Lane and Laura Nunn
https://www.rba.gov.au/publications/rdp/2022/2022-07/full.html
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