Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Policy Considerations | Submission to the Productivity Commission Inquiry on First Home Ownership – November 2003 | Housing and Housing…
1 Nov 2003
Submissions
As ASIC has noted, the current regulatory regime was not designed for the purpose of regulating the provision of financial advice. ... Where the advice is more general, ASIC recommended that there should be disclosure to the effect that:.
https://www.rba.gov.au/publications/submissions/housing-and-housing-finance/inquiry-productivity-commission-on-first-home/policy-considerations.html
Submission to the Senate Select Committee on Financial Technology and Regulatory Technology
9 Jan 2020
Submissions
PDF
797KB
fintech- and regtech-related matters, and Bank staff have attended ASIC’s regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have shared responsibilities for.
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/pdf/financial-and-regulatory-technology.pdf
Monetary and Financial Policy
31 Dec 2011
RDP
2011-07
Footnotes. See Bloxham et al (2010) for a fuller discussion of the RBA's approach during this period as well as actions taken by APRA and ASIC.
https://www.rba.gov.au/publications/rdp/2011/2011-07/monetary-financial-policy.html
Capital Constraints and Employment
30 Nov 2009
RDP
PDF
108KB
The only major ASIC sector excluded is Public Administrationand Defence as there are no investment data available for this sector.
https://www.rba.gov.au/publications/rdp/1994/pdf/rdp9403.pdf
Submission to the Inquiry into the Financial Sector Legislation Amendment (Crisis Resolution Powers and Other Measures) Bill 2017 –…
21 Dec 2017
Submissions
The Council of Financial Regulators (consisting of APRA, ASIC, the Reserve Bank and the Treasury and chaired by the Reserve Bank Governor) has established a process for managing the orderly resolution
https://www.rba.gov.au/publications/submissions/financial-sector/submission-to-the-senate-inquiry-into-crisis-management-bill-2017-12/index.html
Explaining Import Price Inflation: A Recent History of Second Stage Pass-through
30 Nov 2009
RDP
PDF
105KB
EXPLAINING IMPORT PRICE INFLATION:A RECENT HISTORY OF SECOND STAGE PASS-THROUGH. Jacqueline Dwyer and Ricky Lam. Research Discussion Paper9407. December 1994. Economic Research Department. Reserve Bank of Australia. We are grateful to Palle Andersen,
https://www.rba.gov.au/publications/rdp/1994/pdf/rdp9407.pdf
A Re-examination of the Determinants of Australia’s Imports
30 Nov 2009
RDP
PDF
69KB
Source: Plunkett, Wilson andArgy (1992). Nominal rate of protection proxied by re-weighting the nominal rate of assistancefor each of the 12 two digit ASIC categories of the manufacturing divisionaccording to
https://www.rba.gov.au/publications/rdp/1993/pdf/rdp9312.pdf
Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013
19 Apr 2013
Submissions
PDF
1245KB
Parliamentary Joint Committee on Corporations and Financial Services
https://www.rba.gov.au/publications/submissions/financial-sector/pdf/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.pdf
Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013 | Financial Sector | Submissions
1 Apr 2013
Submissions
allow for the Bank and the Australian Securities and Investments Commission (ASIC) to more effectively share information with other regulators. ... allow the Bank and ASIC to better align with the assessment cycles of the facility's home regulator, as
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.html
Submission to the Senate Select Committee on Australia as a Technology and Financial Centre - July 2021
19 Jul 2021
Submissions
PDF
610KB
and the Australian Securities and Investments Commission (ASIC) – is the main coordination body. ... For example, the Bank has a Memorandum of Understanding (MoU) with ASIC in relation to financial market infrastructures and a MoU with the Australian
https://www.rba.gov.au/publications/submissions/payments-system/pdf/inquiry-into-australia-as-a-technology-and-financial-centre.pdf