Search: ASIC

Sort by: Relevance Date
110 of 50 search results for ASIC

RBA Glossary definition for ASIC

ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.

Search Results

Appendix A: Timeline of Key Public Statements/Publications

31 Dec 2010 RDP 2010-06
Paul Bloxham, Christopher Kent and Michael Robson
ASIC launch proceedings against Henry Kaye for dissemination of false and misleading information. ... 31 Jul. ASIC – Media Release: ASIC Obtains Undertakings from Henry Kaye and Others.
https://www.rba.gov.au/publications/rdp/2010/2010-06/appendix-a.html
See 2 more results from "RDP 2010-06"

Appendix C: Data Sources and Description

1 Oct 1997 RDP 9707
James O'Regan and Jenny Wilkinson
ASIC codes. IOCC. Food manufacturing. 311, 312. 211, 2, 3, 4, 5, 6, 7. ... The ABS data, grouped by ASIC class, are concorded to ISIC classes using concordances in Table C1.
https://www.rba.gov.au/publications/rdp/1997/9707/appendix-c.html
See 1 more results from "RDP 9707"

Why Do Companies Fail?

1 Nov 2016 RDP 2016-09
Rose Kenney, Gianni La Cava and David Rodgers
2. Institutional Background. To gain a better understanding of the corporate life cycle we analyse data on all registered companies from ASIC and the Australian Business Register. ... We identify failed companies in our data using publicly available
https://www.rba.gov.au/publications/rdp/2016/2016-09/full.html
See 5 more results from "RDP 2016-09"

References

8 Oct 2018 RDP 2018-11
Mary-Alice Doyle
ASIC (Australian Securities and Investments Commission) (2015), ‘Senate Standing Committee on Economics Inquiry into Matters Relating to Credit Card Interest Rates: Submission by the Australian Securities and Investments Commission’, Submission
https://www.rba.gov.au/publications/rdp/2018/2018-11/references.html
See 5 more results from "RDP 2018-11"

References

1 Jul 2021 RDP 2021-07
Nicholas Garvin, Alex Kearney and Corrine Rosé
ASIC (Australian Securities and Investments Commission) (2015), ‘Review of Interest-Only Home Loans’, Report 445. ... Available at <https://asic.gov.au/regulatory-resources/find-a-document/reports/rep-445-review-of-interest-only-home-loans/>. Basten
https://www.rba.gov.au/publications/rdp/2021/2021-07/references.html
See 2 more results from "RDP 2021-07"

References

22 Nov 2016 RDP 2016-07
James Hansen and Angus Moore
APRA, ASIC and RBA (Australian Prudential Regulation Authority, Australian Securities and Investments Commission and Reserve Bank of Australia) (2015), Report on the Australian OTC Derivatives Market, Council of Financial Regulators, Sydney.
https://www.rba.gov.au/publications/rdp/2016/2016-07/references.html
See 2 more results from "RDP 2016-07"

Appendix 1: Data

1 May 1994 RDP 9401
Jacqueline Dwyer and Christine Groeger
The estimation industries correspond to the four digit Australian Standard Industrial Classification (ASIC) codes from 1111 to 3478. ... Source: ABS, unpublished CAPEX Survey; ABS, Catalogue No. 5221.0. Disaggregated unpublished data from the Australian
https://www.rba.gov.au/publications/rdp/1994/9401/appendix-1.html
See 1 more results from "RDP 9401"

Annex | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations

7 Jun 2011 Consultations
where ASIC considers that the overseas financial service provider is subject to equivalent regulation in its home jurisdiction. ... In the first instance, ASIC has responsibility for considering an application for a market licence, and is also
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/annex.html

The Real Effects of Debt Covenants: Evidence from Australia

24 Oct 2022 RDP PDF 1647KB
ASIC’s. financial reporting guideline has increasingly emphasised the importance of disclosing information. ... that ‘investors would want to know’ in their financial reports (ASIC 2020).
https://www.rba.gov.au/publications/rdp/2022/pdf/rdp2022-05.pdf

References

13 Sep 2019 RDP 2019-09
Belinda Cheung and Sebastien Printant
ASIC (Australian Securities and Investment Commission) (2018), ‘High-Frequency Trading in Australian Equities and the Australian–US Dollar Cross Rate’, Report 597.
https://www.rba.gov.au/publications/rdp/2019/2019-09/references.html
See 2 more results from "RDP 2019-09"