Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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How the Private Sector Can Improve Public Transportation Infrastructure
27 Jul 2014
Conferences
PDF
191KB
RBA Conference Volume 2014
https://www.rba.gov.au/publications/confs/2014/pdf/winston.pdf
Securitisation and the Commercial Property Cycle
10 Dec 2012
Conferences
PDF
1300KB
RBA Conference Volume 2012
https://www.rba.gov.au/publications/confs/2012/pdf/packer-riddiough.pdf
Recent Developments in Asset Management – Central Counterparty Risk Controls and Incentives
18 Jun 2015
Bulletin
– June 2015
The global asset management industry has grown rapidly following the global financial crisis. International standard-setting bodies and national regulators are working to better understand and, if necessary, address potential financial stability
https://www.rba.gov.au/publications/bulletin/2015/jun/8.html
Activity in Global Foreign Exchange Markets
10 Dec 2010
Bulletin
– December 2010
This is a much lower share than in equity markets, where it is estimated that high-frequency trades account for more than one-half of turnover (CFTC and SEC 2010, p ... the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory
https://www.rba.gov.au/publications/bulletin/2010/dec/6.html
Alternative Models of Financial System Development | Conference – 1996
9 Jul 1996
Conferences
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html
The Impact of the Financial Crisis on IMF Finances
10 Sep 2010
Bulletin
– September 2010
Available at <http://www.imf.org/external/np/sec/pr/2010/pr10145.htm>. International Monetary and Financial Committee (2010), ‘Communiqué of the Twenty-first Meeting of the International Monetary and Financial ... Available at
https://www.rba.gov.au/publications/bulletin/2010/sep/9.html
Alternative Models of Financial System Development
7 Dec 2006
Conferences
PDF
94KB
RBA Conference Volume 1996
https://www.rba.gov.au/publications/confs/1996/pdf/prowse.pdf
Regulating the New Financial Markets | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html
International and Foreign Exchange Markets
10 Aug 2010
SMP
– August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html
Activity in Global Foreign Exchange Markets
14 Dec 2010
Bulletin
PDF
157KB
Reserve Bank of Australia Bulletin December Quarter 2010
https://www.rba.gov.au/publications/bulletin/2010/dec/pdf/bu-1210-6.pdf